Search for: "Advertising - Solicitation"
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28 Aug 2012, 6:51 am
" "Do no harm: Preserve current Rule 506 standards when issuers do not generally solicit or advertise their opportunities. [read post]
5 Oct 2011, 4:58 am
In my view, I don’t think there should be an elimination of the ban on general advertising and general solicitation. [read post]
19 Nov 2006, 8:44 am
Many states definitions of "solicitation" includes web advertising-those states that don't should. [read post]
9 Dec 2016, 5:52 pm
The proposed model rule would allow a qualified issuer intending to register a federal Regulation A offering, to solicit prospective investor interest in the offering, provided: (1) the issuer is organized under U.S. or Canadian law; (2) the issuer sends the particular state securities administrator a solicitation of interest form, along with any advertising materials at least 15 calendar days before the initial solicitation of interest; (3) neither the issuer… [read post]
27 Jan 2022, 9:05 am
Advertising that Merely Refers to the Super Bowl. [read post]
8 Jul 2008, 8:04 pm
We solicit comment on the relationship between the Commission's sponsorship identification rules and increasing industry reliance on embedded advertising techniques. [read post]
11 Feb 2007, 12:32 pm
The advertisment below was purposely designed by Novation Capital to solicit business. [read post]
29 Sep 2021, 9:11 am
Solicitations directed to a potential distributor or employee aren’t covered because they aren’t “consumers. [read post]
30 Jul 2019, 1:38 pm
The letters asserted that Matonis was still subject to “broad confidentiality and non-solicitation provisions” in her Consulting Agreement and threatened legal action if Matonis continued to solicit Care clients and/or if those clients sought Matonis’ services. [read post]
7 May 2013, 1:43 pm
Lawyers and clients alike often believe that it is easier to enforce a non-solicitation agreement than a non-competition agreement. [read post]
18 Oct 2011, 1:16 pm
“[A]dvertisements do not become solicitation simply because they are not viewed by a multitude of potential customers simultaneously. [read post]
22 Nov 2011, 11:18 am
., the National Advertising Division ("NAD") of the Council of Better Business Bureaus has recommended that Coastal Contacts, Inc. discontinue an "up to 70 percent" savings claim and modify advertising that promoted "free" products so that the material terms are clearly and conspicuously disclosed at the outset of the offer. [read post]
27 Jan 2012, 8:26 am
” But they recommend that the Commission change the proposed comment to clarify the difference between a solicitation and advertisement including, among other recommended changes, that the communication would not be a solicitation if it were “directed to the general public through the media. [read post]
22 Apr 2011, 8:53 am
Many states have also adapted ethics rules to prohibit this type of targeted solicitation via the Internet. [read post]
18 Jun 2007, 4:04 am
The spam itself violates New York's new advertising rules in that the subject line does not have the words "Attorney Advertising. [read post]
13 Oct 2014, 10:48 am
The JOBS Act created new tools for companies to publicly advertise securities deals online. [read post]
19 Sep 2013, 11:00 pm
On July 10, 2013, the Securities and Exchange Commission ("SEC") amended Rule 506 of Regulation D by adding Rule 506(c), which eliminates the prohibition against general solicitation and advertising in conducting private placements under Rule 506. [read post]
19 Sep 2013, 11:00 pm
On July 10, 2013, the Securities and Exchange Commission ("SEC") amended Rule 506 of Regulation D by adding Rule 506(c), which eliminates the prohibition against general solicitation and advertising in conducting private placements under Rule 506. [read post]
17 Feb 2021, 11:07 am
The amendments create a single rule (“Rule”) that supplants the existing advertising and cash solicitation rules, marking the first time in more than 40 years the SEC has updated its rules governing adviser marketing. [read post]
6 Aug 2011, 6:16 am
Still, the buyer believed that the integrity of the transaction depended on the agent not soliciting his former customers away. [read post]
