Search for: "Allen Frank" Results 361 - 380 of 704
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5 Sep 2011, 7:44 am by Trusts EstatesProf
Eight of Blumeyer’s children claim that Allen Brufsky, 72, and his wife, Marcia Brufsky, 64, siphoned over a million... [read post]
2 Sep 2011, 10:44 am by Ted Allen
 The Senate version of the Dodd-Frank Act included a majority-voting mandate, but that provision was dropped during negotiations over the final version of the law. [read post]
1 Sep 2011, 11:33 am by Ted Allen
Securities and Exchange Commission to finalize rules on the disclosure of proxy votes on executive compensation.Yesterday was supposed to be the filing deadline for 13F institutions, according to the draft rules, which were released last October and are mandated by Section 951 of the Dodd-Frank Act. [read post]
30 Aug 2011, 7:44 am by Kara OBrien
Julie Allen, one of the authors of this memo, will be speaking at PLI’s Securities Regulation Institute (43rd Annual). [read post]
29 Aug 2011, 7:57 am by Broc Romanek
Most Companies Receive Wide Support on Severance From Ted Allen of ISS: The Dodd-Frank Act also requires companies to hold separate shareholder votes on "golden parachute" arrangements when they seek approval for mergers, sales, and other transactions. [read post]
24 Aug 2011, 2:25 pm by Ted Allen
The three judges on the panel that decided the access case all were appointed by Republican presidents, and even some corporate lawyers were surprised by the hostile and dismissive tone of the opinion.Keir Gumbs, a partner at Covington & Burling LLP who previously worked at the SEC, said he expects that the commission will seek en banc review only if it thinks it has a chance of winning or obtaining a decision that narrows the panel's strict approach to the agency's analysis of costs… [read post]
10 Aug 2011, 8:46 am by Matthew Lister
Before I get to the matter on which I want to post today, let me thank Danielle, Frank, Dan, and everyone else here for inviting me to guest-post this month. [read post]
8 Aug 2011, 6:03 am by Ted Allen
The Dodd-Frank Act also requires companies to hold separate shareholder votes on “golden parachute” arrangements when they seek approval for mergers, sales, and other transactions. [read post]
4 Aug 2011, 10:35 am by Ted Allen
Based on the latest schedule, it now appears that the SEC won't finalize rules before 2012 to implement Section 953(b) of the Dodd-Frank Act. [read post]
3 Aug 2011, 4:34 am by Broc Romanek
Postseason Report," whose key findings include: - During the first year of advisory votes on executive compensation under Dodd-Frank, investors overwhelmingly endorsed companies' pay programs, providing 91.2% support on average [read post]
29 Jul 2011, 2:00 am by Kara OBrien
– In this post, Ted Allen discusses the possibilities that are still open for investors under Rule 14a-8. [read post]
27 Jul 2011, 9:30 am by Chad Marriott
   [1]  The five initial panelists were Christopher Campbell of the Ocean Renewable Energy Group, John Prescott of PNGC Power, David Allen of the Ocean Policy Council, Jason Busch of the Oregon Wave Energy Trust, and Kaety Hildenbrand of Oregon Sea Grant. [read post]
25 Jul 2011, 11:38 am by Ted Allen
" The long-awaited rules, which are mandated by Section 951 of the Dodd-Frank Act, will require 13F filers to annually disclose in Form N-PX filings how they cast their ballots on "say on pay" advisory votes, as well as the separate shareholder votes on "golden parachute" arrangements and the frequency of future "say on pay" votes. [read post]
22 Jul 2011, 10:08 am by Ted Allen
Given the SEC's heavy workload of Dodd-Frank Act rulemakings, it appears unlikely that the commission would move quickly to resurrect the rule. [read post]
22 Jul 2011, 7:54 am by Don Cruse
The Cities of Allen, et al., No. 10-0375 El Apple I, Ltd. v. [read post]
8 Jul 2011, 12:56 pm by Ted Allen
Under the Dodd-Frank Act, shareholder votes on pay vote frequency--like the advisory votes themselves--are non-binding, but most boards have quickly acceded to investors' wishes on this issue, even at companies where management strongly preferred less frequent votes. [read post]
7 Jul 2011, 2:48 pm by Ted Allen
Four Senate Democrats said they would oppose the repeal of a Dodd-Frank Act provision that would require companies to disclose the ratio between their CEO's total compensation and the median total pay of all other employees. [read post]
28 Jun 2011, 6:18 am by Ted Allen
Frequency VotesAlso on this season's ballots were separate Dodd-Frank-mandated votes on the frequency of future "say on pay" votes. [read post]