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20 Sep 2010, 7:28 am by Steven M. Taber
The agency says Rio Algom Mining LLC has agreed to investigate levels of contamination at 1 of its sites near Gallup N.M. [read post]
13 Sep 2010, 7:24 am by Susan Brenner
Once GSP received the loans from OPIC, GSP would return the money to Daniels, rather than invest it in the bakery. [read post]
13 Sep 2010, 1:04 am by Chris Carey
Two investment banking firms, Rodman & Renshaw LLC and Madison Williams and Co., placed the shares for SinoCoking. [read post]
9 Sep 2010, 1:13 am
SEC Judge Finds Investment Bank GC Was Not Negligent in Supervising Rogue Broker The National Law Journal The former general counsel of investment bank Ferris, Baker Watts appears to be off the hook after a Securities and Exchange Commission administrative law judge ruled Wednesday that he did not fail to reasonably supervise a rogue broker. [read post]
26 Aug 2010, 3:04 pm by Chris Carey
Chris Carey, editor of Sharesleuth, does not invest in individual stocks and has no position in Houston American's shares.) [read post]
5 Aug 2010, 3:49 pm by Page Perry LLC
And before investing, always check out your broker on FINRA’s Brokercheck at www.finra.org/Investors, and the Securities and Exchange Commission’s Investment Adviser Public Disclosure web page at www.adviserinfo.sec.gov. [read post]
26 Jul 2010, 9:08 am by Steven M. Taber
In exchange, the proposed Consent Decree provides a covenant not to sue and contribution protection with respect to the Work, Past Response Costs and Future Response Costs as defined in the proposed Consent Decree. [read post]
19 Jul 2010, 4:00 am by Peter A. Mahler
  The first stipulated that, in the event Telmex rolled up its Latin American telecommunications interests into one entity for the purpose of an equity offering, the plaintiffs would have the right to exchange their interest in Conecel for an interest in the new entity (the "Roll-Up Agreement"). [read post]
6 Jul 2010, 5:17 pm by INFORRM
  The tip was a bad one and the Securities and Exchange Commission sued for securities fraud. [read post]
5 Jul 2010, 7:59 pm by Steven M. Taber
– EPA News Release, June 29th, 2010 Highland Light Seafoods, LLC, an Alaskan seafood processor headquartered in Seattle, has agreed to pay a $135,000 penalty to settle federal Clean Water Act violations, according to an EPA order. [read post]
1 Jul 2010, 7:45 am by Eric Hoke, Paralegal
Angus King, one of the Highland Wind LLC business partners, said the project carries an environmental impact but that it's more benign than oil, gas, coal or nuclear power. [read post]
29 Jun 2010, 1:47 pm
The Securities and Exchange Commission last summer charged Provident and its leading executives with fraud in running a $485 million Ponzi scheme based on allegedly phony oil-and-gas investments. [read post]
4 May 2010, 9:37 am by James Hamilton
First Interstate Bank ruling and the 2008 ruling in Stoneridge Investment Partners, LLC v. [read post]
1 May 2010, 5:35 pm by Hedge Fund Attorney
Doll, Vice Chairman, BlackRock, on the Current Investment Outlook Location: New York, NY May 5 Sponsor: iQRA’ Mastery Event: Middle East Islamic Exchange Traded Funds Location: Palm Jumeirah, United Arab Emirates AE May 5 Sponsor: Houlihan Lokey Event: Houlihan Lokey’s Third Alternative Investing Summit Location: London May 6-7 Sponsor: Soyatech, LLC Event: Global AgInvesting 2010 Location: New York, NY May 6-7 Sponsor: Centre for… [read post]
This has been the singular distinction between the “American style” of restructurings and the approach used in most other commercial countries. [read post]
16 Apr 2010, 8:00 am by Lucas A. Ferrara, Esq.
Cuomo made the announcement as millions of Americans filed their tax returns. [read post]
15 Apr 2010, 8:48 am by Page Perry LLC
In addition, be very skeptical about investments that NASAA has identified as Top Investor Traps, including: Leveraged Exchange-Traded Funds (ETFs). [read post]