Search for: "Asset Management Professionals, LLC"
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9 Jan 2019, 10:15 am
The proceedings are the SEC’s first enforcement actions against robo-advisers, which provide automated, software-based portfolio management services.An SEC order found that Redwood City, California-based Wealthfront Advisers LLC (formerly known as Wealthfront Inc.), a robo-adviser with over $11 billion in client assets under management, made false statements about a tax-loss harvesting strategy it offered to clients. [read post]
31 Dec 2018, 7:50 am
DocStyle LLC. [read post]
26 Dec 2018, 1:54 pm
An investment of an undisclosed amount in PracticePanther, the practice management platform. [read post]
17 Dec 2018, 3:14 pm
Consider last week’s announcement that professional boxer Floyd Mayweather and superstar music producer DJ Khaled pumped up ICOs without telling investors they were getting paid a promotional fee to do so. [read post]
17 Dec 2018, 8:05 am
Outside funding: Less than $1M in outside funding DocStyle LLC Founded: 10/12/2018. [read post]
27 Nov 2018, 2:00 am
Your human capital is your company’s most valuable asset. [read post]
11 Nov 2018, 3:01 pm
That’s often the case of rentals of California real estate, or small LLC interest in California companies. [read post]
1 Nov 2018, 12:00 am
Do you have more (or fewer) assets to protect? [read post]
29 Oct 2018, 12:50 pm
Montoya, a Boston hedge fund manager, has pleaded guilty to operating a multi-billion dollar Ponzi scam involving the RMA Strategic Opportunity Fund, LLC. [read post]
16 Oct 2018, 10:00 am
A living trust is a legal document that provides for the smooth transition of management, administration, and distribution of assets by the grantor, the person who is putting their assets into their trust during their lifetime. [read post]
15 Oct 2018, 9:00 am
LLC. [read post]
5 Oct 2018, 8:25 am
Credit Suisse Agrees to Pay $10 Million to Settle Charges Related to Handling of Retail Customer OrdersCredit Suisse Securities (USA) LLC has agreed to settle charges brought by the SEC and the Office of the New York Attorney General regarding material misrepresentations and omissions made in connection with its now-closed Retail Execution Services (RES) business’ handling of certain customer orders.SEC Charges LendingClub Asset Management and Former Executives With… [read post]
5 Oct 2018, 8:25 am
Credit Suisse Agrees to Pay $10 Million to Settle Charges Related to Handling of Retail Customer OrdersCredit Suisse Securities (USA) LLC has agreed to settle charges brought by the SEC and the Office of the New York Attorney General regarding material misrepresentations and omissions made in connection with its now-closed Retail Execution Services (RES) business’ handling of certain customer orders.SEC Charges LendingClub Asset Management and Former Executives With… [read post]
20 Sep 2018, 2:27 pm
Also facing SEC charges are Jezierski, Merrill, and Ledford’s numerous entities, including: Delmarva Capital, LLC LLC Rhino Capital Group, LLC Global Credit Recovery, LLC Riverwalk Financial Corporation Rhino Capital Holdings, DeVille Asset Management LTD The SEC wants disgorgement, prejudgment interest, and financial penalties. [read post]
19 Sep 2018, 3:25 pm
ALM serves a community of over 6 million business professionals seeking to discover, connect and compete in highly complex industries. [read post]
18 Sep 2018, 10:00 am
You can have a professional manager, family member or friend as a trustee or co-trustee of a trust. [read post]
15 Sep 2018, 7:58 pm
California-source income generally means income derived from a business or assets with a situs in California, or from work performed here. [read post]
31 Aug 2018, 11:11 am
An LLC is owned by members and operated by either third-party managers or the members themselves. [read post]
30 Aug 2018, 5:25 pm
In many cases, the decision-maker will be shielded from personal liability for a business decision reasonably made in good faith because the court does not want to frustrate the entrepreneurial spirit or to discourage people from taking management roles in growing businesses and professional endeavors. [read post]
30 Aug 2018, 5:00 am
“We had a great turn out of influential leaders in the blockchain, digital assets and ICO industries noted Jessica Titlebaum Darmoni, Founder of The Title Connection LLC, and one of the main Voice of Blockchain conference organizers. [read post]
