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1 Oct 2018, 6:27 am
Securities and Exchanges Commission on the use of automated technology to detect investment advisor fraud. [read post]
27 Sep 2018, 12:38 pm by Scott H. Kimpel and Chris Adcock
Broadridge Financial Solutions Inc., a corporate services company that provides a variety services for annual meetings, was recently granted a patent for proxy voting using blockchain technology. [read post]
20 Sep 2018, 7:21 am by John Jascob
Of the 13 platforms originally contacted, four claimed they did not allow trading from New York and declined to participate: Binance Limited, Gate.io (operated by Gate Technology Incorporated), Huobi Global Limited, and Kraken (operated by Payward, Inc.) [read post]
20 Aug 2018, 4:13 pm by Sabrina I. Pacifici
Companies mentioned in this investigation include LendUp, Fora Financial, Biz2Credit, Kabbage, LendingClub, and OnDeck Capital, Inc. [read post]
9 Aug 2018, 2:37 pm by Ron Miller
The economy is changing rapidly because of technology, automation, and artificial intelligence that is shaping many industries, from manufacturing to healthcare to retail. [read post]
10 Jul 2018, 3:57 am by Hedge Fund Lawyer
The subcommittees will be tasked with exploring automated and modern trading markets, cybersecurity, distributed ledger technology and market infrastructure, and virtual currencies. [read post]
3 May 2018, 12:07 pm by Florian Mueller
If a user operates a device in an unusual way, that's one thing; but letting the user do the job that technology is supposed to do is irreconcilable with the concept of automation. [read post]
5 Apr 2018, 8:24 am by CFM Admin
Similar to the SEC, the Financial Industry Regulatory Authority, Inc. [read post]