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9 Jul 2011, 9:48 am by Andrew Spillane
 § 1013(b) (2006), but otherwise, immunity is fairly easily found. [read post]
22 May 2010, 6:55 am by Joseph C. McDaniel
Parker (In re Parker)[2] by holding that the implied right of ride-through is no longer available to chapter 7 debtors who do not attempt to reaffirm debts on secured personal property. [read post]
Maryland Amends its Securities Act Earlier this year the Maryland General Assembly amended parts of the Maryland Securities Act and added some new sections to it. The amendments went into effect on October 1, 2017. Changes to the Maryland Securities Act include the creation of the Securities Act Registration Fund, adoption of the North American Securities Administrators Association’s Senior Model Act to address financial exploitation of seniors, and changes in fees for certain filing categories. The amendments added a new section, Section 11-208, which establishes a Securities Act Registration Fund. The Fund’s purpose is “to help fund the direct and indirect costs of administering and enforcing the Maryland Securities Act.” The Fund will comprise registration fees, money that the State sets aside for the Fund in its budget, and any money accepted from any other source for the Fund’s benefit. The Fund cannot be used for any purpose other than administering and enforcing the Maryland Securities Act. The Maryland General Assembly also adopted NASAA’s Senior Model Act to address the financial exploitation of seniors. As discussed previously, NASAA adopted the Senior Model Act last year to provide state securities administrators with a framework for possible legislation to protect seniors and other vulnerable adults. The Maryland Securities Act now requires a broker-dealer or investment adviser who has a reasonable belief that a senior or other vulnerable adult has been financially exploited to inform the Maryland Securities Commissioner and a local department. A local department is a state authority tasked with addressing exploitation of vulnerable adults under Maryland’s family laws. The amendments will also permit a broker-dealer or investment adviser to delay disbursements from a senior or other vulnerable adult’s account if the broker-dealer or investment adviser reasonably believes that the disbursement could result in financial exploitation of the senior or other vulnerable adult. The amendments also
30 Nov 2017, 8:09 am by Elizabeth Dalziel
Parker MacIntyre provides legal and compliance services to investment advisers, broker-dealers, registered representatives, hedge funds, and issuers of securities, among others. [read post]
4 Jun 2012, 10:00 am by Karen Tani
Grossman (Hofstra University)Panelists:Rebecca Probert (University of Warwick), Presumptions, Precedents, and Private Choices: Regulating Cohabitation in Nineteenth-Century EnglandCarolyn B. [read post]
1 Dec 2006, 6:13 pm
") or (b) take the easier, quicker crazy-about-service route by hiring Wharton, Tuck or Fuqua B-school grads who are already believers ("I'll torture, and then fire, and maybe even kill, anyone who doesn't bend over backwards for every client every moment on my watch... [read post]
17 Dec 2017, 10:50 am
(In particular, though, one wonders how central was Fess Parker, the actor who played Davy Crockett, and who was forever identified in the public mind with the coonskin cap.) [read post]