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5 Oct 2022, 1:13 pm by Staff Attorney
(First Allied) and Great Point Capital, LLC (Great Point) has been subject to at least 14 disclosures including 11 customer complaints, two regulatory actions, and an employment termination for cause. [read post]
20 Feb 2013, 11:27 am by Moderator
It was the second-biggest loser today on the country’s benchmark Colcap Index, which fell 0.8 percent.The acquisition is the second Bancolombia has announced in Central America in two months. [read post]
28 Feb 2018, 4:12 am
Historically, from the Western Zhou Dynasty to the Tang Dynasty, Xi’an served as the ancient imperial capitals for up to 1,129 years. [read post]
21 Sep 2017, 8:03 am by Anna Carrier
Changes to critical and third country benchmarks regime   The Commission proposes substantive changes to Article 20 BMR on critical benchmarks, including changes to both the procedure for designation of critical benchmarks as well as abolishing the colleges of supervisors and instead nominating ESMA as a competent authority for critical benchmarks. [read post]
22 Sep 2017, 1:52 am by Simon Lovegrove and Lucy Dodson
For example the ESAs will be notified and asked for an opinion in specific cases when a financial institution or market participant intends to significantly outsource, delegate or transfer risks to non-EU countries in a way that would allow it to benefit from the EU passport while essentially carrying out its activities outside the EU; the European Securities and Markets Authority (ESMA) will supervise benchmarks that are deemed to be critical (such as EURIBOR and EIONIA) and will also… [read post]
14 Mar 2013, 2:42 pm by Daniel Shaviro
They use "competitive neutrality" as their benchmark, but they could just as well have used "capital ownership neutrality" (CON), which Desai in particular has written about before (along with Jim Hines). [read post]
5 Apr 2017, 6:28 am by Karel Frielink
The OECD Guidelines are the international benchmark with respect to corporate governance. [read post]
4 Apr 2008, 5:15 am
  When taking into account the recent, much needed injections of capital SWFs provided to both Citigroup and Merrill Lynch, the global impact of investment by SWFs is considerable. [read post]
10 Oct 2024, 9:05 pm by renholding
Fifth, the specified targets for these benchmarks were difficult to achieve. [read post]
1 Mar 2023, 11:45 am by Steve Bainbridge
In the preceding post, I noted how even prominent social justice warrior CEO like Marc Benioff is embracing shareholder capitalism during the present economic turmoil. [read post]
23 Oct 2020, 1:44 am by Simon Lovegrove (UK)
Introduce a number of measures to maintain the effectiveness of the financial services’ regulatory framework and sound capital markets. [read post]
15 Apr 2008, 8:57 am
While Guy paid $4,824.13, I do not recommend using his number as a benchmark for your legal fees. [read post]
31 Jul 2006, 8:25 pm
Despite some relatively recent efforts by U.S. venture capital firms like Benchmark Capital abroad and the notable recent success of Index Ventures out of Switzerland (driven largely by the spectacularly successful outcome of Skype), Europe remains more or less devoid of risk capital. [read post]
23 Sep 2019, 3:00 am by John Jenkins
Among those expected to speak are Benchmark’s Bill Gurley, who’s been banging this drum for a while, Sequoia Capital’s Mike Moritz, who just write about direct listings in the FT, and Spotify CFO Barry McCarthy, whose company went public via a direct listing last year. [read post]
4 Oct 2017, 6:14 am by Simon Lovegrove
The PRA proposes to amend ICAA 8.4 to reflect this provision; chapter 5 – amendments to application requirements –  Capital Requirements Regulation and CRD IV Directive. [read post]
29 Jan 2017, 1:33 pm by Bill Stalter
Another question is whether the Department will continue to use the trust’s market value as the benchmark for the adequacy of funding. [read post]
5 Jun 2007, 5:35 am
" Avvo says it has received $14 million in funding, including money from Benchmark Capital and Ignition Partners, co-founded by Microsoft alum and Avvo board member Brad Silverberg. [read post]
25 Sep 2019, 9:22 am by Tyler Hollenbeck
Despite that potential variability based on individual circumstances, I hope the above can be used as a general benchmark for companies and investors to keep their deal on track. [read post]
20 Sep 2013, 3:51 pm by Justyna Walukiewicz Lee
  Second, he was troubled by his observation that the pay ratio rule could have a negative effect on compensation, efficiency, and capital formation because the competitive impacts of the disclosure would disproportionally fall on U.S. companies with large workforces and global operations and could influence how companies structure their business, leading to inefficiencies, higher cost of capital and fewer jobs. [read post]