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20 Apr 2017, 3:20 am
” A New “Intrastate Integration” CDI: Rule 147 Yesterday, Corp Fin issued this new CDI 141.06 regarding how offerings under Rule 147 can transition to those relying on Rule 147A… PCAOB’s “AuditorSearch” Database: Auditors & Engagement Partners Now Searchable Recently, the PCAOB launched “AuditorSearch” – a public database of engagement partners & auditors. [read post]
11 Jan 2017, 9:30 pm
Within the first theme, the report recommends the use of their new tools—the Climate Data Initiative (CDI) and U.S. [read post]
15 Mar 2019, 9:17 am
CDI Indiana, LLC, Feb. 27, 2019, U.S. [read post]
26 Sep 2018, 2:42 am
” Corp Fin Issues CDI on “Disclosure Simplification” Effectiveness Last week, I blogged that it was unclear when the SEC’s new disclosure simplification rules become effective. [read post]
19 Apr 2007, 1:16 pm
Young warned if CDI's use of the procedure was not overruled, it could be used against licensees 'on any subject in which the Department of Insurance desired to make new law â€â [read post]
9 Nov 2011, 1:55 pm
A Staff CDI says companies are not required to disclose broker non-votes on the Say-on-Frequency vote. [read post]
19 Oct 2009, 4:48 am
--New CDI - New/Revised CDIs Provide More Flexibility for Selling Security Holder Registration Act Now: Get this issue on a complimentary basis when you try a "Rest of '09" for free when you try a 2010 no-risk trial today [read post]
19 Apr 2007, 1:16 pm
Young warned if CDI's use of the procedure was not overruled, it could be used against licensees 'on any subject in which the Department of Insurance desired to make new law â€â [read post]
28 Mar 2019, 7:01 am
DIB witnesses testified that the current definition of CDI in the DFARS Cyber Rule has become very broad. [read post]
7 Sep 2011, 10:23 am
Call the California Department of Insurance (CDI) at (800) 967-9331 or access the CDI's website at www.insurance.ca.gov for licensing verification and other information regarding public adjusters. [read post]
17 Nov 2009, 4:32 am
Corp Fin Releases Two New Lock-Up CDIs Yesterday, Corp Fin's Office of Mergers & Acquisitions issued these two new Section 5 CDIs: - New Question 139.29 (registered debt exchange offers and executing lock-up agreement with note holder before filing registration statement) - New Question 139.30 (negotiated third-party exchange offer and acquiror executing lock-up agreement before filing registration statement) And there was also activity on this page of… [read post]
27 Feb 2017, 12:46 pm
Thus, although contractors may rely on their customer to identify CDI, they also must remain vigilant and proactive when it comes to safeguarding CDI. [read post]
16 Sep 2015, 6:39 am
This blog post will discuss and analyze each of these eleven CDIs in turn. [read post]
7 Aug 2021, 7:05 am
The examination indicates a move toward a collective response through the US-led Cyber Deterrence Initiative (CDI), which seeks to justify some degree of action in response to transgressions of the United Nations-based norms for responsible behavior and international law. [read post]
24 Feb 2012, 1:30 pm
Some companies had not accurately or clearly defined the shareholder’s voting rights, which prompted the Division of CorpFin to advise proxy cards to match the CDI requirements. [read post]
8 Oct 2014, 6:06 am
Sources: SEC staff issues CDI regarding use of the internet in connection with intrastate offerings — how feasible is it? [read post]
4 Apr 2024, 9:01 pm
In addition to confirming all requirements are met and you’ve carefully considered CDIs and other guidance, remember that most new rules have structured data requirements and if you incorrectly tag or fail to tag data, your disclosures are more likely to be more closely reviewed by the Disclosure Review Staff. [read post]
COVID-19 Daily Insurance Regulatory Updates To Keep You Informed During The Lockdown (June 26, 2020)
26 Jun 2020, 3:18 pm
Property and Casualty Insurance California: On June 25, the California Department of Insurance (“CDI”), issued Bulletin 2020-8 to extend the directives and reporting requirements set forth in Bulletins 2020-3 and 2020-4 to include premium relief for the month of June commensurate with any reduced exposure to risk. [read post]
4 Sep 2014, 4:32 am
Principles-Based Determinations Here’s a guest blog by Stan Keller of Edwards Wildman: Recently, Professor Jay Brown wrote an article criticizing Corp Fin for expanding and weakening the safe harbor for verifying accredited investor status based on income under Rule 506(c)(2)(ii)(A) when it issued CDI 260.35 in response to the situation where the relevant IRS forms are not yet available at the time of verification. [read post]
23 Feb 2010, 3:23 pm
The insurance commissioner, after fining Mercury said, "It is vital that insurance companies put their customers first," The California Department of Insurance (CDI) conducted a review of consumer complaints filed with the Department against Mercury Insurance, Mercury Casualty, and California Automobile Insurance Companies, collectively known as Mercury Insurance Group. [read post]
