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13 Feb 2024, 9:09 am
., unless one of the CTA’s 23 exemptions apply (each an “Exemption”). [read post]
15 Aug 2011, 11:54 am
A recent Chicago Tribune article raises the issue of water costs versus capital investment expenses. [read post]
5 Jan 2019, 8:34 am
Facing the Anthropocene: Fossil Capitalism and the Crisis of the Earth System. [read post]
10 Aug 2009, 2:34 am
Indeed, the level of risk that sex offenders pose to communities is one of the important ways in which sex offenders differ from one another. [read post]
16 Nov 2011, 3:50 pm
Tube Union RMT recently warned that London Underground is on the verge of plunging the Capital’s tube system into the same lethal cocktail of safety cuts and automation that led to nine people being killed on the Washington D.C. [read post]
22 Jun 2010, 8:18 am
Previously, I suggested that one of Congress’s central goals for adopting financial market reform is to limit systemically significant financial institutions’ risk taking to levels where the capital and assets of each business covers its losses. [read post]
2 Jul 2024, 1:46 pm
The System for Award Management (SAM) is one key part of the federal procurement apparatus. [read post]
9 Apr 2014, 6:00 am
Past regulatory regimes have included geographic restrictions, activity restrictions, disclosure mandates, risk management rules, and capital requirements. [read post]
15 Jun 2021, 7:19 pm
AMG Capital Management, LLC v. [read post]
6 Aug 2012, 6:54 pm
On the one hand, systems would need to prevent abuses, while at the same time having a system in place that could effectively prove who the abuser was and then enforce the policy against that user. [read post]
23 Oct 2008, 12:53 pm
One of the more interesting programs I have managed in China studied 500 farmers in Jiangsu province. [read post]
24 Jul 2008, 1:14 am
Call it "casino capitalism" - taxpayers bankrolling management high rollers. [read post]
1 Sep 2012, 2:09 pm
” A “qualified client” is one who meets one of the following criteria: a. [read post]
1 Sep 2012, 2:09 pm
” A “qualified client” is one who meets one of the following criteria: a. [read post]
28 Feb 2011, 1:10 am
As the banks have done away with the concept of bank managers who took it upon themselves to understand their client's business, there is no one to talk to at our banks who knows what you are talking about. [read post]
1 Oct 2019, 1:11 pm
The attorneys at Gana Weinstein LLP are investigating BrokerCheck records reports that financial advisor Michael Stanton (Stanton), currently employed by Worden Capital Management LLC (Worden Capital) has been subject to at least four customer complaints, two regulatory complaints, and nine financial disclosures and or tax and civil liens. [read post]
5 Mar 2012, 5:41 pm
Since the carpenter gets capital gains under our system, he says, why shouldn't the money manager who does an analogous activity (assuming--which may be a rather big jump-- that hedge fund, private equity and other money managers are doing "sweat equity" that adds to the value of the assets under management, and should be viewed analogously to the carpenter). [read post]
17 Jan 2013, 3:28 pm
The SSHA requests that submissions be made by means of its web conference management system. [read post]
30 Jun 2011, 2:00 am
Regulation of Private Funds under the New Rules Title IV repealed the “private adviser exemption” contained in the IAA, but instructed the SEC to provide new exemptions for: any adviser that acts solely as an adviser to one or more venture capital funds; any adviser that acts solely as an adviser to private funds with less than $150 million in assets under management in the United States; and certain foreign advisers without a place of business… [read post]
10 Nov 2010, 8:30 am
Their key risks are: DOD budget cuts, talent management, IT systems and information security, portfolio management, legislative and regulatory risk, and the global economic outlook. [read post]
