Search for: "Cooper Industries"
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25 Oct 2023, 7:36 am
Financial Advisors who have engaged in misconduct or otherwise violated FINRA rules or regulations frequently surrender their license rather than cooperate in a FINRA investigation. [read post]
25 Oct 2023, 3:00 am
The brief is an unprecedented move by the insurance industry. [read post]
24 Oct 2023, 9:01 pm
When we recommend a new enforcement action, we put a lot of thought into making sure that our charging documents, whether settled or litigated, clearly telegraph the basis of the misconduct to industry participants. [read post]
24 Oct 2023, 9:50 am
Pix Credit Charlie Chaplin, "Modern Times" If you’ve been paying attention to the policies we’ve implemented over the past two years, you’ve probably noticed that I talk a lot about empowering general counsels and compliance officers – to make the case in the board room and the c-suite for investments in compliance – and to make the case that investing in strong compliance programs is good for business. [read post]
22 Oct 2023, 4:23 pm
Available at SSRN: https://ssrn.com/abstract=428600 or http://dx.doi.org/10.2139/ssrn.428600 Gulati, Mitu and Isaac, Thomas M. and Klein, William A., When a Worker's Cooperative Works: The Case of Kerala Dinesh Beedi (April 24, 2002). [read post]
20 Oct 2023, 9:08 am
Licensees will also have the ability to purchase hemp concentrate from an industrial hemp processor licensed under chapter 18K. [read post]
20 Oct 2023, 9:07 am
In the alcohol industry, there are essentially retailers, wholesalers, and producers/suppliers (and while this is an oversimplification of alcohol regulations, it covers the basic idea underlying alcohol regulation). [read post]
20 Oct 2023, 1:52 am
Depending on an organisation’s industry sector and the volume and types of personal information that an organisation processes, it may be required to complete a security assessment and cannot rely on the other options. [read post]
19 Oct 2023, 10:50 am
Refusing both the AWC and the hearing would likely result in a permanent ban from the financial industry for failing to cooperate. [read post]
19 Oct 2023, 7:55 am
As for cooperation, Wang goes on to highlight one possible area: methane mitigation. [read post]
19 Oct 2023, 5:15 am
The agency collaborates closely with member states and EU bodies, striving to develop key cybersecurity policies, enhance response capabilities, foster cooperation against threats, and build essential expertise. [read post]
19 Oct 2023, 4:14 am
Barnes, Patrick Kingsley, Helene Cooper, and Adam Entous report for the New York Times. [read post]
19 Oct 2023, 2:15 am
Employees anticipate even more cooperation and cross-cultural exposure in the coming years. [read post]
18 Oct 2023, 9:01 pm
In determining the penalty in this matter, the SEC credited DIMA’s remedial acts and cooperation, including that DIMA modified relevant processes, policies, procedures, and controls. [read post]
18 Oct 2023, 7:36 pm
Since John Ruggie helped organize it, the folks at Shift always have something interesting to say about the evolving business of human rights and its evolving regulatory-compliance structures. [read post]
18 Oct 2023, 9:30 am
Brazil is actively seeking international cooperation in addressing digital-competition issues. [read post]
18 Oct 2023, 6:10 am
In the face of such governance challenges — states being weak relative to industry, and unable or unwilling to cooperate with one another — the obvious solution is some kind of global initiative to coordinate or lead a response. [read post]
17 Oct 2023, 3:05 pm
Industry Report Summary Preparing for a Post-Armed Conflict Strategic Environment ComplexDiscovery Staff A new report from the NATO Cooperative Cyber Defence Centre of Excellence (CCDCOE) closely examines how Russia may employ its substantial cyber capabilities after the armed conflict in Ukraine ends. [read post]
17 Oct 2023, 2:26 am
In particular, that the claimant had raped a fellow model, Cooper Tennent (industry name “Tannor Reed”). [read post]
16 Oct 2023, 3:08 am
The post Australian regulator fines X for failing to cooperate with child sexual abuse practices appeared first on JURIST - News. [read post]
