Search for: "D & D Management and Investement, LLC"
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31 Jul 2012, 1:58 pm
Waters believes that more oversight over investment advisers is essential, seeing as they manage the assets of millions of investors each year. [read post]
27 Aug 2015, 10:24 pm
Pulte Home Corporation v Montgomery County, Maryland, 2015 WL 4430588 (D. [read post]
18 Jul 2011, 2:00 am
The following is our monthly featured post from Terry Nelson, Peter Fetzer and Michael Primo of Foley & Lardner filling you in on the latest developments in the world of investment management. [read post]
29 Nov 2011, 7:25 am
But, according to court documents in the criminal case against Vicis' managing director, Christopher D. [read post]
2 Jun 2020, 3:50 am
Aurelius Investment, LLC, the justices unanimously upheld the structure of Puerto Rico’s Financial Oversight and Management Board, ruling that the board’s members do not have to be appointed by the president and confirmed by the Senate because its duties are primarily local. [read post]
19 May 2014, 10:29 pm
Carlyle Investment Management LLC (CIM) served as CCC’s investment manager pursuant to an investment Management Agreement (IMA). [read post]
29 Oct 2011, 5:35 pm
Empire Today, LLC v. [read post]
2 Mar 2009, 4:15 am
., Cancellation No. 92043193 [Section 2(d) petition for cancellation of a registration for the mark BODY CLEAR for acne preparations, based on allege prior rights in the same mark for skin care products, also involving standing and laches issues].March 10, 2009 - 11 AM: In re Clarus Ventures LLC, Serial No. 78971994 [Section 2(d) refusal of the mark CLARUS & Design for "investment advisory and investment management services for… [read post]
After the Hulk Hogan Lawsuit Funding Flap, Is it Time for a Look at Litigation Financing Regulation?
5 Jun 2016, 5:15 pm
For example, the article cites the experience of litigation funding firm Burford Capital, LLC, which at its founding invested 100% of its funds in individual cases, in 2015 invested just 13% in individual cases. [read post]
27 Apr 2015, 6:29 am
From 1989 to present Romero has been registered with LPL Financial, LLC (LPL). [read post]
25 Apr 2019, 10:59 am
However, his disclosures include many businesses including: 1) Olinde Brothers Properties – a commercial building partnership; 2) Olinde Financial Group – his d/b/a for brokerage activity; 3) Olinde Investment Holdings LLC; 4) The Massad Olinde Group; 5) Alpha Consulting Group; 6) Prciniple Matters, LLC – a radio program; 7) Avive Nutraceuticals, LLC – partner and board member; 8) Olinde Management, LLC… [read post]
15 Sep 2015, 11:01 am
The lawsuit alleges that the defendants operate through an interrelated maze of companies, including Orion Processing, LLC, d/b/a World Law Processing, WLD Credit Repair, and World Law Debt; Family Capital Investment & Management LLC a/k/a FCIAM Property Management; World Law Debt Services, LLC; and World Law Processing, LLC. [read post]
23 Feb 2012, 2:13 pm
According to his FINRA Broker-Report, Stevenson is registered with Thrivent Investment Management, Inc., Thrivent’s FINRA registered broker-dealer arm. [read post]
10 Dec 2019, 4:51 am
According to D. [read post]
4 Apr 2013, 6:48 pm
European Union’s Alternative Investment Fund Managers Directive (“AIFMD”). [read post]
26 Jan 2009, 3:15 am
Private Capital Group (Capital) is a Florida LLC owned 80% by the plaintiff Ficus Investments, Inc. [read post]
4 Jan 2017, 3:55 pm
Schedule 13G/D and Section 16 Filings. [read post]
28 Feb 2020, 7:26 am
According to D. [read post]
28 Feb 2020, 11:12 am
According to D. [read post]
27 Dec 2023, 2:02 pm
He allegedly misled investors about the profits they’d make through two entities, Phoenix and Edger Management. [read post]
