Search for: "D & D Management and Investement, LLC"
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10 Dec 2019, 4:51 am
According to D. [read post]
22 Nov 2019, 5:51 am
Recent Cyber Attacks Target Asset Management Firms Posted by Jeannie S. [read post]
1 Nov 2019, 6:00 am
Investment Management: Compliance Developments & Calendar for Private Fund Advisers Posted by Jason M. [read post]
1 Nov 2019, 3:00 am
Civil Rights Leaders Thought They’d Figured Out How to Deal with Facebook. [read post]
31 Oct 2019, 5:55 pm
Dow Jr. wrote in an Oct. 9 memo in Timber Hill LLC v. [read post]
25 Oct 2019, 6:31 am
Karpoff (University of Washington), and Michael D. [read post]
24 Oct 2019, 2:40 pm
Telegram seeks to obtain the benefits of a public offering without complying with the long-established disclosure responsibilities designed to protect the investing public. [read post]
16 Oct 2019, 3:55 am
Aurelius Investment, LLC, which asks whether the members of Puerto Rico’s Financial Oversight and Management Board were appointed in violation of the Constitution’s appointments clause. [read post]
15 Oct 2019, 4:00 am
Aurelius Investment, LLC, which ask whether the members of Puerto Rico’s Financial Oversight and Management Board were appointed in violation of the Constitution’s appointments clause, and, if so, whether the board’s decisions should be invalidated. [read post]
11 Oct 2019, 6:03 am
Posted by John Armour and Horst Eidenmueller (University of Oxford), on Tuesday, October 8, 2019 Tags: Algorithmic trading, Board oversight, Boards of Directors, Charter & bylaws, Financial technology A Stakeholder Approach and Executive Compensation Posted by Seymour Burchman and Mark Emanuel, Semler Brossy Consulting Group, LLC, on Tuesday, October 8, 2019 Tags: Boards of Directors, Executive… [read post]
10 Oct 2019, 4:17 am
Aurelius Investment, LLC, which asks whether the members of Puerto Rico’s Financial Oversight and Management Board were appointed in violation of the Constitution’s appointments clause, cautioning that, “in the name of freeing Puerto Rico from unconstitutional oversight by an unelected board, the court might make Washington[, D.C.] and the territories even more constitutionally anomalous and less democratic than they are now. [read post]
2 Oct 2019, 10:21 am
Asarco LLC, 135 S. [read post]
30 Sep 2019, 3:27 am
., Opposition No. 91223121 [Section 2(d) opposition to registration of the mark JUSTICE NETWORK for television programming services and video production and distribution, in view of the registered marks JUSTICE CENTRAL and JUSTICECENTRAL.TV for video and audio programming and transmission service].October 8, 2019 - 10 AM: In re SF Investments, Inc., Serial No. 87661190 [Section 2(e)(2) refusal to register SMITHFIELD for meat, lard, and offal on the ground that the mark is primarily… [read post]
24 Sep 2019, 7:51 am
Zynerba Public Offerings Zynerba held its initial public offering in 2015, with Jefferies LLC and Piper Jaffray & Co. as joint book-running managers, and Cannacord Genuity Inc. and Oppenheimer & Co. [read post]
22 Sep 2019, 3:00 am
Sources: SEC Charges Investment Adviser with Custody Rule and Related ViolationsSEC Order – ED Capital Management, LLC d/b/a Daniloff Capital Management, LLC and Elliot Daniloff Private Fund Manager Completely Shirked His Compliance Obligations [read post]
21 Sep 2019, 2:31 pm
(Chart 2) Q3 2019 investment pulse rate appears the third-highest Q3 investment pulse rate in the last five years. [read post]
16 Sep 2019, 1:45 pm
Inc., with Lake Street Capital Markets, LLC acting as joint book-running manager. [read post]
13 Sep 2019, 5:49 am
Hu (University of Texas Law School) and John D. [read post]
8 Sep 2019, 8:58 am
Aurelius Investment, LLC] In an age of professional consultants, why does the law continue to require corporate governance to be delivered by way of individual board members? [read post]
30 Aug 2019, 5:53 am
Skinner and Amy D. [read post]
