Search for: "DEFENDER SECURITY COMPANY"
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4 Mar 2013, 12:38 am
Impac argues that the term securities “of” the company encompasses securities that were possessed, connected or associated with the company. [read post]
12 Jan 2022, 5:42 am
With respect to the multiple financial entity defendants, it is worth noting that defendant Braunstein is named as a defendant in multiple different capacities – not only in his capacity as a former officer and director of the SPAC and as a post-merger director of the go-forward company, but also in his capacity as a principle or participant in the various other financial entity defendants (including the Sponsor and the Sponsor’s… [read post]
5 Aug 2020, 2:32 pm
Our south Florida securities and investment fraud attorneys are investigating claims on behalf of investors in PAR Funding and related companies. [read post]
17 Mar 2018, 12:00 am
The complaint alleged Horizon and Individual Defendants violated Sections 10(b) and 20(a) of the Securities Exchange Act of 1934, as amended (“Exchange Act”) and Rule 10b-5 thereunder, and Defendants violated Sections 11, 12(a)(2), and 15 of the Securities Act of 1933, as amended (“Securities Act”). [read post]
6 Oct 2009, 5:18 am
The lawsuit also names Securities America's parent company, Ameriprise Financial, as a defendant. [read post]
2 Jul 2008, 4:46 pm
Several large tech companies have teamed up to try to defend themselves against patent lawsuits in a venture called Allied Security Trust, first announced to the Wall Street Journal.Seven of AST's 11 members have been publicly identified and were confirmed by CEO Brian Hinman (at right) when I spoke to him yesterday; they are Sun Microsystems, Hewlett-Packard, Cisco Systems, Google, Ericsson, Motorola, and Verizon.The basics: membership costs a bit less than $500,000,… [read post]
5 Jun 2019, 5:00 am
The company itself is based in Bulgaria, and the defendants are Russian citizens. [read post]
13 Mar 2018, 7:18 am
If a company inadvertently becomes an investment company, it must defend itself from SEC regulation and change its investment policies. [read post]
13 Mar 2018, 7:18 am
If a company inadvertently becomes an investment company, it must defend itself from SEC regulation and change its investment policies. [read post]
13 Mar 2018, 7:18 am
If a company inadvertently becomes an investment company, it must defend itself from SEC regulation and change its investment policies. [read post]
20 Feb 2016, 9:56 am
While we help defend Apple in the courts, we invite you to participate in the defense of your own privacy & security by joining these actions and raising your voice through every channel available. [read post]
10 Dec 2023, 6:12 am
” The complaint alleges that the defendants violated Sections 10(b) and 20(a) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. [read post]
3 Aug 2016, 8:27 am
The defendants moved to dismiss. [read post]
20 Jan 2016, 9:37 am
Moreover, plaintiff alleges that because of defendants' false incident report, plaintiff has been unable to obtain the necessary security clearances to perform work in his field. [read post]
21 Feb 2017, 5:00 am
The note promised that if the property were sold, the defendant’s company would repay the principal together with interest based on a percentage of the profits received from the sale. [read post]
20 Jun 2014, 11:07 am
It accused the defendant companies of infringing three of its patents, numbered 6,308,317, 7,117,485, and 7,818,727. [read post]
13 Nov 2023, 1:37 pm
Priya Cherian HuskinsIn a recent post in which I discussed the cyber incident-related enforcement action the SEC brought against the software company SolarWinds, I noted that the defendants named in the action included the company’s Chief Information Security Officer(CISO), adding that the SEC’s naming of the CISO as an enforcement action defendants “is sure to send a shiver down the collective spines of the CISO community. [read post]
Multiple Brokers, Traders, and Companies have Been Charged with Investment Fraud Related to COVID-19
24 Aug 2020, 10:49 am
The defendant reportedly reaped $137,000 in profit from unsuspecting investors before the SEC suspended trading in the company. [read post]
Multiple Brokers, Traders, and Companies have Been Charged with Investment Fraud Related to COVID-19
24 Jul 2020, 9:33 am
The defendant reportedly reaped $137,000 in profit from unsuspecting investors before the SEC suspended trading in the company. [read post]
11 Jul 2022, 3:51 am
The ATIF AgreementAround September 2018, Plaintiff Boustead Securities entered into an exclusive financial advisor agreement with Defendant ATIF in connection with the latter's proposed listing on NASDAQ or the New York Stock Exchange (the "ATIF Agreement"). [read post]
