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21 Oct 2013, 10:26 am by John Stigi
Plaintiffs, purchasers of mortgage-backed securities, sued UBS AG and several of its subsidiaries (collectively, “UBS”) for alleged misrepresentations in the securities’ offering documents and registration statements. [read post]
28 Oct 2013, 12:30 pm by Michael B. Stack
Stack, CPA, Director of Operations, Amaxx Risk Solutions, Inc. is an expert in employer communication systems and part of the Amaxx team helping companies reduce their workers compensation costs by 20% to 50%. [read post]
30 Mar 2016, 6:15 pm by Old Fox
linkPRISM is a clandestine[1] surveillance program under which the United States National Security Agency (NSA) collects internet communications from at least nine major US internet companies.[2][3][4] Since 2001 the United States government has increased its scope for such surveillance, and so this program was launched in 2007.PRISM is a government code name for a data-collection effort known officially by… [read post]
10 Apr 2017, 6:43 am by Jordan Brunner
In June 2015, the Office of the Chief Scientist of the Air Force produced a vision document for the integration of autonomous systems into the Air Force over the next 30 years. [read post]
4 Apr 2019, 7:23 am by Tom Zagorsky
A recent settled SEC Order with Wedbush Securities, Inc., a dually-registered investment adviser and broker-dealer, has resulted in a censure and $250,000 fine against that firm. [read post]
Noting that legislation, regulation, international accords, business trends, and physical impacts of climate change could all affect a registrant’s operations or results, the release “remind[ed] companies of their obligations under existing federal securities laws” “to consider climate change and its consequences as they prepare documents to be filed with us and provided to investors. [read post]
29 Jan 2021, 9:49 am by Rachel Casper
” As readers know, the court document system supplies the publicly searchable PACER database. [read post]
30 Nov 2017, 10:00 am by Jack Goldsmith, Robert D. Williams
” The two countries have differing political-economic systems and differing conceptions of national security; and they appear to have very different understandings of the deeply ambiguous 2015 agreement. [read post]
23 Sep 2023, 5:31 am by Rob Robinson
As data volumes continue to explode worldwide, multinational corporations increasingly need vendors that can provide secure, scalable solutions across jurisdictions. [read post]
29 Jul 2020, 9:04 am by Green, Schafle & Gibbs
The electronic surveillance system provided to and utilized by the firm was not equipped to reasonably surveil for concentration in high-risk products or qualitative suitability…SunTrust Investment Services, Inc. [read post]
30 Jan 2023, 8:11 am by Silver Law Group
His previous employers include National Securities Corporation (CRD#:7569), Newbridge Securities Corporation (CRD#:104065), and Summit Brokerage Services, Inc. [read post]
26 Jul 2022, 7:46 am by Catherine Reach
A secure client portal can reduce exposure of messages and documents to third parties. [read post]
21 Oct 2019, 8:43 am by John Jascob
That notice also required firms to document their policies and procedures in an Information Systems Security Program (ISSP). [read post]
24 Aug 2016, 4:00 am by Administrator
However, there is no evidence whatever, either in the gist of the information given to the inmates or in the sealed document, which even addresses the location of the institutional arms storage facilities, perimeter intrusion detection system and the main computer and communication, any security system or any investigative techniques used for security intelligence purposes. [read post]
Circuit reversed her decision, ruling that the Department of Homeland Security was allowed to make these changes to immigration policy without judicial oversight. [read post]