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6 Sep 2013, 12:15 pm
Jorge del Calvo, Partner, Pillsbury Greg Gretsch, Managing Director, Sigma West Michael Millman, Managing Director, Global Head of Technology Equity Capital Markets, J.P. [read post]
17 Oct 2014, 10:12 am
Lax & Neville LLP is investigating claims on behalf of investors regarding possible sales practice abuses in connection with UBS Financial Services Inc. [read post]
21 Jan 2014, 8:38 am
The SDVOSB protest alleged that Battalion’s service-disabled owner, Jason Harris, was a full-time employee of Sota Construction Services, Inc., a firm controlled by Battalion’s minority owner, Ernest Sota. [read post]
9 Jan 2012, 8:00 am
Independent directors are compensated for their service on the board. [read post]
28 Jun 2018, 11:49 am
The settling companies were: Bachrach Asset Management Inc., Bilgari Capital LLC, Brahma Management Ltd., Bristol Group Inc., CAI Managers & Co. [read post]
28 Jun 2018, 11:49 am
On June 1, 2018, the Securities and Exchange Commission settled charges with 13 registered investment advisers to private funds: Bachrach Asset Management Inc., Bilgari Capital LLC, Brahma Management Ltd., Bristol Group Inc., CAI Managers & Co. [read post]
1 May 2014, 8:40 am
Moon owned and operated JM Capital Solutions, Inc. and RNB Consulting, Inc., which were loan brokerage firms with offices located in Annandale and Springfield, Virginia. [read post]
10 Dec 2021, 12:37 pm
”[7] In 2016, Roark Capital, a private equity firm that would go on to form Inspire Brands, Inc., purchased a majority share of Jimmy John’s, LLC. [read post]
6 Apr 2010, 5:28 am
Under Gartenberg, Section 36(b) is violated when advisers’ fees are “so disproportionately large” that they “bear no reasonable relationship to the services rendered. [read post]
27 Aug 2014, 9:30 am
Hot Wax Inc. v. [read post]
23 Dec 2017, 7:32 am
Posted by Matthew Goforth, Equilar, Inc., on Saturday, December 23, 2017 Editor's Note: Matthew Goforth is Senior Governance Advisor at Equilar, Inc. [read post]
26 Apr 2012, 7:29 am
That would cover Globalive, which owns Wind Mobile, a newcomer to the wireless business.Three carriers — Rogers Communications Inc., BCE Inc. and Telus Corp. [read post]
22 Oct 2019, 12:22 pm
According to FINRA Disciplinary actions for August 2019, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Sandra Acree Fidelity Brokerage Services Andrew Baker Suntrust Investment Services Wells Fargo Advisors William Cannon Lifemark… [read post]
10 Jan 2016, 10:31 am
Debt issues by Hercules Offshore and drilling rig provider Paragon Offshore were among the worst-performing oil and gas service bonds in the high-yield energy index. [read post]
4 Nov 2014, 10:07 am
[This story previously appeared in Securities Regulation Daily.]By Amy Leisinger, J.D.Institutional Shareholder Services Inc. [read post]
1 May 2023, 12:27 pm
Department of Health and Human Services. [read post]
13 Mar 2023, 8:01 am
By Suzanne CosgroveIn a pushback against recent corporate inclusion and diversity initiatives, conservative shareholder activists from the Free Enterprise Project Friday submitted a proposal at the Apple Inc. shareholder meeting that challenged what they characterized in a tweet as “the value of their (Apple’s) woke Diversity, Equity & Inclusion (DEI) policies. [read post]
31 Oct 2009, 10:59 am
 Do tell… Does he mean that the servicers don’t want to modify loans? [read post]
17 Jun 2024, 4:31 am
” HPI Health Care Services, Inc. v. [read post]
11 Nov 2011, 7:38 am
BrickKicker and GDM Home Services, Inc., 2011 VT 118.Let us speak honestly as one member of society to another. [read post]
