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8 Feb 2018, 12:46 pm
The Senate Committee on Banking, Housing, and Urban Affairs held a hearing on Tuesday on virtual currencies and the role of the Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC) in overseeing the virtual currency industry. [read post]
25 Jan 2013, 12:31 am
” The complaint alleges that the holding company, Woodard, Sabol, and Woodard’s successor as CEO, Chris Beisel, violated Section 10(b) of the Exchange Act. [read post]
17 May 2011, 12:25 pm
This is an area where many banks fall short. [read post]
18 Jun 2007, 5:46 am
Apparently the SEC didn’t believe the bank’s approach to using the standard was wholly legitimate: “… the staff of the Securities and Exchange Commission advised Community of its view that Community's adoption of SFAS No. 159 was not substantive. [read post]
8 Dec 2011, 3:25 pm
Alpha’s shareholders include a number of the Maple Group consortium’s investors including CIBC, Dejardins, National Bank and Scotia. [read post]
17 Apr 2016, 5:24 pm
The sample of this investigation consists of all banks listed on the Saudi Stock Market Exchange (Tadawul). [read post]
9 Feb 2010, 7:10 am
Further, as Khuzami pointed out "cooperator's testimony allows [the SEC] to act more quickly -- find out where the bank accounts are located and increase our chance of returning money to investors. [read post]
4 Mar 2019, 11:28 am
Danske Bank A/S, No. 19-cv-235 (S.D.N.Y. [read post]
8 Jun 2009, 7:45 am
CHRIS DODD UPDATE: “Senate Banking Committee Chairman Chris Dodd (D-Conn.) seems to attract friends who, in turn, attract scrutiny from the Securities and Exchange Commission. [read post]
21 Mar 2016, 9:05 pm
” [AP/Yakima Herald] Tags: banks, CFPB, mortgages, prosecution, Securities and Exchange Commission, third party liability for crime Banking and finance roundup is a post from Overlawyered - Chronicling the high cost of our legal system [read post]
27 Jan 2017, 3:13 am
[Bainbridge] India’s devastating crackdown on cash [Cato Daily Podcast with Jim Dorn and Caleb Brown] Tags: Andrew Cuomo, Elizabeth Warren, India, mortgages, Securities and Exchange Commission, Wall Street Banking and finance roundup is a post from Overlawyered - Chronicling the high cost of our legal system [read post]
27 Dec 2009, 5:12 am
To avoid being stigmatised, the Swiss signed new dual taxation deals with at least 12 nations, ending a decades-old practice by agreeing to exchange confidential information on some bank clients. [read post]
13 Feb 2012, 2:47 am
Lloyds TSB Bank plc v Markandan & Uddin (a firm) [2012] EWCA Civ 65a; [2012] WLR (D) 29 “The completion of sale of land and mortgage did not become effective until all executed title documents including mortgage loan agreement and deed in the name of the purchasers or an effective undertaking from the purchaser’s real solicitor or agent to exchange the documents were received by the vendor or his agent. [read post]
19 Jul 2012, 8:20 am
High Speed FX Trading Prompts Banks to Trade ElsewhereTraders at banks are being outpaced by high speed computer algorithms operating on foreign exchange dealing platforms, leading to a fall in spot volumes on the market’s two biggest trading venues and prompting some traders to look elsewhere. [read post]
5 May 2024, 9:05 pm
Central bank digital currencies (CBDCs) are coming. [read post]
7 Jun 2011, 5:00 am
This post is part of an ongoing series that examines the way stock exchange independence rules influence director compensation. [read post]
25 Mar 2014, 9:08 am
Federal Reserve Bank of Atlanta 12-cv-1282 (M.D. [read post]
26 Mar 2008, 3:58 am
Liffe, the London-based futures and options exchange, has turned up the heat on rivals including Rainbow, the planned European derivatives exchange backed by investment banks and brokers, by confirming it plans to launch a clearinghouse, a move that will hit its existing supplier LCH.Clearnet. [read post]
12 Jul 2012, 4:30 am
The most recent split decision in CLS Bank International v. [read post]
21 Jun 2016, 9:00 am
Investigations and civil litigation have focused on, among other things, manipulation of the Libor and the foreign exchange markets. [read post]
