Search for: "FRANK GRANT" Results 361 - 380 of 3,829
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25 Jul 2012, 11:26 am by James Hamilton
Due to these concerns, FINMA cautioned that it may have to deny financial institutions permission to supply certain information or grant direct access to US regulators. [read post]
10 Jun 2011, 3:04 pm by James Hamilton
Dodd-Frank’s creation of an entirely new liquidation regime with a far more “bare bones” statute than the Bankruptcy Code and a much less transparent process has created huge uncertainty in the markets, in the view of the hedge fund industry. [read post]
17 Jun 2014, 9:26 am by Mary Jane Wilmoth
The Securities and Exchange Commission announced its first settlement of a Whistleblower Retaliation case under the new anti-retaliation authority granted by the 2010 financial overhaul law. [read post]
15 Mar 2012, 10:22 am by Buce
  Grant that there is a threat governments will (do) push private parties around. [read post]
22 Sep 2020, 2:23 pm by HRWatchdog
This means employers must continue to provide health benefits and other entitlements granted under CFRA.The amount of paperwork that is involved. [read post]
20 Oct 2010, 10:10 pm by Walter Olson
Not unrelated: U.S. is granting asylum requests far more often than formerly. [read post]
28 May 2014, 1:07 pm by Editorial Board
  These markets are being federally supervised for the first time under the CFPB’s authority granted under Dodd-Frank. [read post]
28 Jul 2010, 12:10 pm by Julie Lam
  The probate court granted Frank summary distribution on the estate’s contribution claim, and the Court of Appeals affirmed. [read post]
16 Feb 2016, 8:53 am by John Jascob
Last month, the CFTC granted permanent registration to 18 SEFs that had been operating for two years under temporary status. [read post]
21 Dec 2015, 5:00 am by John Jascob
 CFTC granted $250 million (same as FY 2015, but $72 million below request). [read post]
Fiji’s former Prime Minister Frank Bainimarama on Thursday was granted “absolute discharge” by the Magistrates Court, after previously being handed a guilty verdict by the country’s High Court for “perverting the course of justice. [read post]
24 Jul 2008, 5:41 pm
On July 18, 2008, Chief Judge David Hamilton reopened the case by granting the Plaintiff's motion for reconsideration, effectively reversing the court's prior grant of summary judgment on preemption grounds. [read post]
20 Mar 2021, 5:40 pm by Tom Smith
Circuit Court Judge Laurence Silberman is making headlines for his frank assessment of the American press, specifically mentioning The New York Times and The Washington Post. [read post]
7 Feb 2017, 5:03 pm by Ingrid Mattson
Eligible participants are those who have been voted tenure by a graduate-degree-granting institution within the past ten years (as of May 22, 2017). [read post]
17 Nov 2015, 6:09 am by John Jascob
He points out that Dodd-Frank added Section 15F to the Exchange Act to ensure that entities disqualified from participating in the SBS market cannot continue to act on behalf of another SBS dealer or major SBS participant. [read post]