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16 Jun 2016, 2:48 pm
John Reed Stark As I noted in a recent post, on June 8, 2016, the SEC, in what one commentator called “the most significant SEC cybersecurity-related action to date,” announced that Morgan Stanley Smith Barney LLC had agreed to pay a $1 million penalty to settle charges that as a result of its alleged failure to adopt written policies and procedures reasonably designed to protect customer data, some customer information was hacked and offered for sale online. [read post]
4 Oct 2011, 8:48 pm
The Third Arbitration Trilogy: Stolt-Nielsen, Rent-A-Center, Concepcion and the Future of American Arbitration American Review of International Arbitration, 2012Thomas Stipanowich Pepperdine University School of Law Abstract: For the third time in the modern era, a triad of key Supreme Court decisions represents a milestone in American arbitration. [read post]