Search for: "Financial Security Credit Union"
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20 Apr 2015, 6:50 am
As another example, several credit unions and other financial institutions are endeavoring to develop an alternative to Payday Lending which makes a sufficient profit for the lender and meets the needs of the borrowers without the poison of the current product or perhaps with a less toxic poison. [read post]
3 May 2023, 6:28 am
We list some of the examples below: mortgage lenders and brokers payday lenders finance companies account servicers check cashing companies wire transferors collection agencies tax preparation firms non-federally insured credit unions investment advisors that aren’t required to register with the SEC a retailer that extends credit by issuing its own credit card directly to consumers an automobile dealership that, as a usual… [read post]
3 Sep 2013, 3:41 pm
SoMoLend – Social Mobile Local Lending – is a crowdfunding platform that has peer-to-peer lending technology that allows businesses to obtain loans from a network of lenders, typically located in the same geographic area (banks, credit unions, community-development financial institutions, cities, churches, foundations, chambers of commerce and individual investors). [read post]
23 Mar 2012, 8:39 am
ESMA is a pan-European Union agency that regulates credit rating agencies and fosters regulatory convergence among European Union securities regulators. [read post]
12 Dec 2018, 11:59 am
When a creditor is unable to collect a debt, the creditor can obtain an order from a court allowing the creditor to take a portion of the debtor’s money out of a bank or credit union account. [read post]
30 Nov 2011, 7:30 am
In Credit Suisse Securities v. [read post]
18 Dec 2018, 12:40 pm
Evan Abrams discusses the joint statement issued by the Federal Reserve, the Federal Deposit Insurance Corporation, the Treasury’s Financial Crimes Enforcement Network, the Office of the Comptroller of the Currency and the National Credit Union Administration urging use of technology to bolster anti-money laundering compliance. [read post]
5 Feb 2013, 9:20 pm
Many of these investments resulted in a total loss to the credit union. [read post]
30 Mar 2020, 4:18 pm
Reporting indicates that the large financial institutions, as well as a number of other credit unions and state banks, have committed to a 90-day forbearance on mortgage payments for homeowners who can provide evidence that they’ve been impacted by the COVID-19 pandemic. [read post]
22 Apr 2010, 1:35 pm
by Jeff Sovern I was lucky enough to be invited to attend President Obama's speech at Cooper Union today on financial reform, thanks to the thoughtfullness of Norm Silber of Hofstra. [read post]
19 Jul 2011, 9:14 am
There is no company in the United States that would be unaffected by a government default—and no bank or other financial institution that could provide a secure haven for savings. [read post]
17 May 2019, 7:28 am
According to a customer complaint on March 25, 2019, Hopkins allegedly solicited funds for an investment away from the broker-dealer at a credit union and “presented a copy of an altered bank check as evidence of his ability to repay. [read post]
23 Apr 2014, 6:19 pm
(a) “Banking or other financial institution” means any bank, savings and loan association, savings bank, thrift company, credit union or other financial institution that is licensed, registered or otherwise authorized to do business in this State. [read post]
23 Apr 2014, 6:19 pm
(a) “Banking or other financial institution” means any bank, savings and loan association, savings bank, thrift company, credit union or other financial institution that is licensed, registered or otherwise authorized to do business in this State. [read post]
22 Feb 2022, 5:00 am
Under the TCE, registered municipal advisers could solicit banks (and certain bank subsidiaries) as well as credit unions in connection with direct placements of securities issued by their municipal issuer clients. [read post]
12 Jul 2018, 12:50 pm
The Task Force will invite participation from the: Department of Treasury, Department of Defense, Department of Health and Human Services, Department of Housing and Urban Development, Department of Energy, Department of Education, Department of Veterans Affairs, Department of Homeland Security, the Small Business Administration, the Board of Governors of the Federal Reserve System, the Social Security Administration, the United States Agency for International… [read post]
17 Dec 2008, 9:56 am
It's "any institution including, but not limited to, any bank, savings association, credit union, security broker or dealer, or insurance company which is organized and regulated under United States law or the law of the states or territories, and which has significant operations in the United States. [read post]
1 Dec 2020, 9:05 pm
” The DFPI has authority to regulate a wide swath of financial institutions such as banks, credit unions, securities firms, payday lenders, and fintech companies, and it is empowered with the same “unfair, deceptive, or abusive act or practice” standard of enforcement as the CFPB. [read post]
15 Jul 2015, 10:20 am
A bad actor is any of the covered persons who:Has been convicted within ten years of the sale (five years for issuers and their predecessors or affiliates) of any felony or misdemeanor in connection with the purchase or sale of any security; involving making any false filing with the SEC; or arising out of the business conduct of certain financial intermediaries;Is subject to any final order, judgment or decree entered within five years of the sale that at the time of the… [read post]
19 Mar 2011, 11:40 am
Snyder has already shown his support for expanding the GOP control of governmental functions through support of the recently passed financial manager legislation, allowing him to replace elected local officials with his appointees who will have enormous power, including the ability to break union contracts. [read post]
