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31 Oct 2013, 11:14 am
Fullerton III At the Firm’s 32nd Annual Client Briefing held yesterday, I spoke on the financial services industry panel about the Dodd-Frank bounty program and the whistleblower anti-retaliation provisions of both the Dodd-Frank and Sarbanes-Oxley Acts. [read post]
31 Oct 2013, 11:14 am
Fullerton III At the Firm’s 32nd Annual Client Briefing held yesterday, I spoke on the financial services industry panel about the Dodd-Frank bounty program and the whistleblower anti-retaliation provisions of both the Dodd-Frank and Sarbanes-Oxley Acts. [read post]
27 Mar 2014, 5:53 am
Section 1042 of Dodd-Frank (12 U.S.C. 5552) authorizes state AGs to bring civil actions in the name of the state against state-licensed entities to enforce provisions of Dodd-Frank. [read post]
10 Oct 2012, 7:09 am
Roberts, Frank C. [read post]
How Well Does Dodd-Frank Address Regulatory Gaps and Market Failures that Led to the Housing Bubble?
27 Mar 2014, 7:20 pm
., How Well Does Dodd-Frank Address Regulatory Gaps and Market Failures that Led to the Housing Bubble? [read post]
6 Mar 2015, 3:25 am
New Cato Research Briefs in Economic Policy No. 20 takes up a question often raised in this space before [Hester Peirce, Ian Robinson, and Thomas Stratmann, Cato] Tags: banks, Dodd-Frank, small business“How Are Small Banks Faring under Dodd-Frank? [read post]
28 Apr 2010, 5:48 pm
The notebooks and pages that comprise the World War II diary have been moved into the Anne Frank House museum to mark 50 years since it opened its doors to the public. [read post]
26 Oct 2009, 1:37 pm
Leo Frank in the auditorium of Morningstar, Inc. [read post]
25 Jan 2023, 2:12 pm
SC&H Group promoted Greg Tselikis, Ryan Frank and Robert Patrick to the position of director. [read post]
24 Oct 2016, 12:05 pm
Robert Frank (Cornell) presents five short articles today at the NYU High-End Inequality Colloquium Series (more here) hosted by Robert Frank (Cornell) and Dan Shaviro (NYU): Does Inequality Matter? [read post]
12 Aug 2008, 3:23 pm
I was leafing through Frank Herbert's wonderful (and, let us be honest, frequently tiresome) Dune the other day, in between heats of the swimming competition on NBC and the network's adoring description of the Chinese train to Tibet and the Three Gorges Dam. [read post]
17 Jun 2011, 12:03 pm
The Dodd-Frank reform bill has shaken the marketplace and the regulatory bodies. [read post]
15 Sep 2015, 8:43 am
Judge Jacobs pointed out that Dodd-Frank Section 21F(h)(1)(A), which the majority found creates ambiguity by incorporating protections provided by SOX, does not expand the statutory definition of whistleblower under Dodd-Frank, but instead identifies which acts done by whistleblowers are protected by Dodd-Frank. [read post]
1 Dec 2017, 9:00 am
But courts have struggled with whether Dodd-Frank provides that same protection, or if Dodd-Frank protects only individuals who report misconduct to the Securities and Exchange Commission (SEC) directly. [read post]
25 Jun 2017, 9:00 am
Read More › Tags: Dodd-Frank Act, Whistleblowers [read post]
9 Oct 2015, 8:08 pm
I saw this quotation attributed to Frank Zappa: Without deviation from the norm, progress is not possible. [read post]
13 May 2024, 3:25 am
It boggles my mind that, almost fourteen years after the Dodd-Frank Act was enacted, we still have unfinished rulemaking directives from that legislation. [read post]
20 Dec 2009, 4:47 pm
Op-Ed Columnist Frank Rich - Tiger Woods, Person of the Year - NYTimes.com:"As we say goodbye to the year of Tiger Woods, it is the country, sad to say, that is left mired in a sand trap with no obvious way out. [read post]
20 Sep 2010, 6:45 am
It was Frank Zappa Day in the city of his birth — not that he spent much time there. [read post]
17 Jan 2019, 9:15 am
What this means is that a whistleblower will no longer be protected under Dodd-Frank unless they go through the process with the SEC’s program. [read post]
