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15 Nov 2021, 11:34 am
The post Frank Vogl’s Book on Enablers Underscores the Link between Corruption and Democracy appeared first on IELR Blog. [read post]
15 Nov 2021, 11:34 am
The post Frank Vogl’s Book on Enablers Underscores the Link between Corruption and Democracy appeared first on IELR Blog. [read post]
18 Nov 2010, 6:03 am
Moore writing on October 28, 2010 that it's going to be the worst decade for banks since the Great Depression....YET: On November 5, 2010, David Frank from Forex said that Bank of America's stocks are UP almost 2 percentage points since the Federal Reserve Board announced that the banks could increase dividend payments. [read post]
14 Jan 2018, 6:14 am
A recurring theme in banking crises is the public backlash against bank supervisors for their failure to take prompt and decisive action to unearth and correct problems of weak banks. [read post]
29 Sep 2010, 10:36 am
Even if flaws in the corporate governance of banks and financial institutions were a causal factor in the crisis that would not explain the form Dodd-Frank took. [read post]
29 Jun 2015, 4:50 pm
To address TBTF, the Dodd-Frank Act requires the Federal Reserve to impose enhanced prudential standards for the largest bank holding companies, and introduces new resolution mechanisms to deal with large financial institutions in distress. [read post]
10 Feb 2015, 12:04 pm
Dodd-Frank exempts community banks from examination and enforcement actions by the CFPB. [read post]
4 Jun 2017, 7:10 am
This post is based on a Fried Frank publication by Mr. [read post]
7 Oct 2011, 3:59 pm
Arguably one of the more controversial aspects of Dodd-Frank, the Rule was championed by former Federal Reserve Chairman Paul Volcker, who argued that trading by banks for their own profit, an activity known as proprietary trading, encouraged financial institutions to take excessive risks. [read post]
8 Sep 2012, 7:44 am
The House Financial Services Committee is slated on Sept. 12 to markup and approve approve bi-partisan legislation clarifying that Section 975 of the Dodd-Frank Act requiring municipal advisors to register with the SEC does not include dealers, banks, investment advisers and members of municipal governing bodies, and others who were either already regulated before the enactment of Dodd-Frank or are appointed, volunteer public servants.. [read post]
14 Jun 2015, 9:05 pm
[W$J] Six regulatory agencies issue diversity guidelines for financial institutions, implementing Dodd-Frank mandate [FDIC] Judge to Labaton Sucharow, Bernstein Litowitz: you might at least want to talk to those “confidential informants” your case relies on [Daniel Fisher, Forbes] Tags: Arizona, banks, Dodd-Frank, FATCA, Securities and Exchange Commission, securities litigationBanking and finance roundup is a post from Overlawyered - Chronicling the high… [read post]
13 Jun 2017, 12:09 pm
Creation of an “Off-Ramp”: Banks holding at least 10% of assets in capital would be largely exempted from Dodd-Frank’s heightened requirements, regardless of size. [read post]
19 Oct 2010, 1:11 am
I've been pretty pro-Dodd-Frank on the pixels of this here blog, but Jeff Gordon, writing in the New York Law Journal, has a much more pessimistic view: The resolution process for failing non-bank financial firms that emerged in the Dodd-Frank financial reform legislation is seriously, even dangerously, flawed. [read post]
9 Apr 2004, 4:46 am
In Friday's corporations and securities law news, prosecutors preparing for Tuesday's scheduled opening of the retrial of former Credit Suisse First Boston banker Frank Quattrone will look to attack his credibility with evidence about the relationship between research coverage by CSFB and investment banking fees. [read post]
8 Feb 2017, 10:33 am
Strong defenders of Dodd-Frank, like Senate Banking Committee Ranking Member Sherrod Brown (D-OH) and Senator Elizabeth Warren (D-MA) will look to use any means necessary to protect Dodd-Frank and prevent significant rollback of its provisions. [read post]
8 Aug 2014, 7:38 am
District Judge Frank P. [read post]
21 Apr 2013, 10:19 am
Senator Warner operates in a bi-partisan manner and is well-versed in the issues around financial regulation. he was a key player in drafting Titles I and II of the Dodd-Frank Act. [read post]
17 Dec 2013, 8:18 am
The Covered Entities include financial institutions, investment banking firms, mortgage banking firms, asset management firms, brokers, dealers, financial services entities, underwriters, accountants, investment consultants, and providers of legal services. [read post]
17 Dec 2013, 8:18 am
The Covered Entities include financial institutions, investment banking firms, mortgage banking firms, asset management firms, brokers, dealers, financial services entities, underwriters, accountants, investment consultants, and providers of legal services. [read post]
22 Oct 2010, 3:32 am
The Dodd-Frank financial reform law is supposed to correct the problems and abuses that led to the crisis, but Wall Street is still engaged in many of the same practices, The New York Times writes in an editorial. [read post]
