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9 Apr 2017, 4:41 am
This feed has moved to: http://feeds.feedblitz.com/futurelawyer Update your reader now with this changed subscription address to get your latest updates from us. [read post]
19 Dec 2010, 10:21 am
The Dodd-Frank Act creates an equivalent program, running for 2 years beginning January 1, 2011, but makes several changes, including a more narrow definition of a covered account. [read post]
27 Apr 2011, 8:28 am
Please note that this rule has not yet officially been adopted by the SEC and remains subject to change [read post]
21 Jul 2010, 4:30 am
Dodd-Frank: Clarifying the "Accredited Investor" Definition Even before Dodd-Frank is signed into law, a number of issues have arisen about how to interpret the statute. [read post]
18 Aug 2008, 7:11 pm
The most notable change is Obama's social security tax plan. [read post]
2 Apr 2012, 3:00 pm
HR 2779 would exempt inter-affiliate swaps from the Dodd-Frank definition of swap. [read post]
25 Feb 2013, 6:25 am
The regulatory changes mandated by the Dodd-Frank Act require careful implementation to ensure they address the risks posed by the largest, most complex institutions while being sensitive to the impact on community banks that did not contribute significantly to the crisis. [read post]
16 Feb 2011, 2:00 am
As discussed in this video, these changes will result in a significant increase in California’s oversight of investment advisers, including those that manage hedge funds. [read post]
20 Jul 2010, 7:59 am
Banks are bigger now than ever and the Act does nothing to change that. [read post]
16 May 2012, 12:48 pm
Gehry then went on to present changes that mainly affect the memorial’s bas-relief sculptures — changing them to three-dimensional statues – and did not alter the most controversial element. [read post]
10 Aug 2015, 2:42 pm
By Bret Busacker On August 5, 2015, the SEC approved the final rules on the so-called “CEO pay ratio disclosure” under the Dodd-Frank Act. [read post]
19 Nov 2010, 4:16 pm
In addition, we are proposing rule amendments, including amendments to the Commission’s pay to play rule, that address a number of other changes to the Advisers Act made by the Dodd-Frank Act. [read post]
30 Jun 2009, 6:57 pm
– Thanks Frank! [read post]
8 Jun 2008, 5:03 am
I was too tired last night to write very much about the Frank Lloyd Wright tour. [read post]
26 Jan 2011, 1:29 pm
Professor Scott recommended major legislative changes to Dodd-Frank involving proprietary trading under the Volcker provisions, funding for the Bureau of Consumer Financial Protection, and the ban on the use of credit ratings in adopting regulations. [read post]
Corporate Secretaries Society Supports House Legislation Repealing Pay Ratio Provision of Dodd-Frank
20 Mar 2011, 9:13 am
The SEC has yet to propose rules under Section 953 since Dodd-Frank set no deadline for SEC rulemaking. [read post]
18 Dec 2013, 6:02 am
On December 10, 2013, five U.S. financial regulators (the Agencies) adopted a final rule implementing the Volcker Rule. [1] The text of the final rule and its accompanying preamble are available here. [2] The Volcker Rule was created by Section 619 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the Dodd-Frank Act) and prohibits banking entities from engaging in “proprietary trading” and making investments and conducting certain other activities with… [read post]
5 Nov 2014, 5:29 am
A more sensible Republican strategy will be to package some changes to Dodd-Frank in a cleverly marketed bill. [read post]
6 Nov 2007, 1:34 pm
The Frank bill could end up displacing the Fed's rule with a much less effective alternative remedial scheme. [read post]
20 Sep 2016, 4:46 pm
The Dodd-Frank Act has hastened the shift from people-driven trading to machine-driven trading. [read post]
