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1 May 2022, 10:00 pm
After the US Securities and Exchange Commission spent several years focused on “Main Street” retail misconduct that left private funds largely out of the its crosshairs, Chairman Gary Gensler and the Divisions of Enforcement and Examinations are intent on shifting that focus in a way certain to affect hedge and private equity fund managers. [read post]
30 Aug 2023, 10:00 pm
In contrast, Chairman Gary Gensler indicated that he views the Final Rules as enhancing advisers’ transparency and integrity, as well as promoting greater competition and efficiency. [read post]
10 Dec 2024, 6:00 am by Scott H. Kimpel, Kelli Regan Rice
On November 21, 2024, current SEC Chair Gary Gensler announced that he will resign his position at 12:00 p.m. on January 20, 2025. [read post]
2 Mar 2021, 6:04 am
Key Points: Mandatory ESG requirements could be an early priority for SEC chair nominee Gary Gensler, with increasing calls from within the SEC to require material ESG risk disclosures. [read post]
11 Jan 2024, 7:19 am by Doug Cornelius
Gary Gensler’s SEC has been trying stem the tide and prevent crypto from becoming more legitimate by denying any form of SEC authorization. [read post]
7 Apr 2022, 4:05 am by David Lynn
Senator Joe Manchin, perhaps not surprisingly, sent a letter to SEC Chair Gary Gensler criticizing the proposed rules as unduly burdensome. [read post]
5 Sep 2024, 4:30 am by David Lynn
SEC Chair Gary Gensler addresses the topic of AI washing by public companies in his latest “Office Hours” video, picking up again on a topic that he discussed in a video back in March. [read post]
26 May 2023, 6:30 am
., on Friday, May 19, 2023 Tags: Board of Directors, Executive Compensation, Investment Stewardship, Risk, Shareholder activism, strategy Remarks by Chair Gensler before the Inaugural Conference on Emerging Trends in Asset Management Posted by Gary Gensler, U.S. [read post]
26 May 2023, 6:30 am
., on Friday, May 19, 2023 Tags: Board of Directors, Executive Compensation, Investment Stewardship, Risk, Shareholder activism, strategy Remarks by Chair Gensler before the Inaugural Conference on Emerging Trends in Asset Management Posted by Gary Gensler, U.S. [read post]
16 Sep 2022, 6:30 am
Posted by the Harvard Law School Forum on Corporate Governance, on Friday, September 16, 2022 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of September 9-15, 2022 Speech by Chair Gensler on Kennedy and Crypto Posted by Gary Gensler, U.S. [read post]
12 May 2023, 6:30 am
Securities and Exchange Commission, on Friday, May 5, 2023 Tags: disclosures, Financial institutions, FPIs, Monetary policy, SEC enforcement, Share Buybacks Statement by Chair Gensler on Share Repurchase Disclosure Modernization Posted by Gary Gensler, U.S. [read post]
12 May 2023, 6:30 am
Securities and Exchange Commission, on Friday, May 5, 2023 Tags: disclosures, Financial institutions, FPIs, Monetary policy, SEC enforcement, Share Buybacks Statement by Chair Gensler on Share Repurchase Disclosure Modernization Posted by Gary Gensler, U.S. [read post]
22 Nov 2024, 6:30 am
Posted by the Harvard Law School Forum on Corporate Governance, on Friday, November 22, 2024 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of November 15-21, 2024 Remarks by Chair Gensler Before PLI’s 56th Annual Institute on Securities Regulation Posted by Gary Gensler, U.S. [read post]
22 Nov 2024, 6:30 am
Posted by the Harvard Law School Forum on Corporate Governance, on Friday, November 22, 2024 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of November 15-21, 2024 Remarks by Chair Gensler Before PLI’s 56th Annual Institute on Securities Regulation Posted by Gary Gensler, U.S. [read post]
8 Dec 2024, 6:43 am by Kevin LaCroix
” One of the predominant messages in the press coverage of Atkins’ nomination has been that his appointment will signal a significant change in direction from outgoing chair Gary Gensler. [read post]
10 Dec 2021, 4:59 am
Walker (The Ohio State University), on Friday, December 3, 2021 Tags: Institutional Investors, Proxy advisors, Proxy voting, SEC, SEC enforcement, Securities enforcement, Securities regulation Statement by Chair Gensler on Holding Foreign Companies Accountable Act Posted by Gary Gensler, U.S. [read post]
27 Dec 2022, 6:30 am
On November 15, 2022 the Securities and Exchange Commission announced the Division of Enforcement’s results for fiscal year 2022,[1] which ended on September 30, and was the first full year for the Division under the leadership of both Chair Gary Gensler and Director of Enforcement Gurbir Grewal. [read post]