Search for: "Hedge Fund Attorney"
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8 Dec 2022, 12:09 pm
You may be holding an alternative investment in your portfolio such as a hedge fund, real estate investment fund (REIT), private placement or Reg. [read post]
3 Feb 2016, 10:42 am
The investment attorneys of Gana LLP are investigating potential recovery options for investors in various high yield “junk” bond funds. [read post]
17 Jan 2008, 9:42 am
Recently, the Harvard Association for Law and Business (HALB) hosted a panel of New York-based attorneys who are familiar with this new trend in corporate litigation through their work in investment banking, hedge funds, law firms, and the U.S. attorney's office. [read post]
17 Jun 2008, 12:24 pm
In an Indian situation, the primary question will relate to whether the hedge fund or other investor that enters into an equity swap arrangement (even if cash-settled) is said to be acting in concert with the counterparty who may acquire shares to hedge its own position under the swap. [read post]
15 Nov 2010, 8:32 am
Yes, it’s an informative piece, and yes, it does explore some of the drawbacks and abuses, particularly for clients whose lawsuits are being financed by banks, hedge funds or other investors. [read post]
27 Sep 2018, 12:40 pm
New York Attorney General Barbara Underwood announced the $30 million settlement today. [read post]
11 Aug 2021, 9:26 am
Most 3(c)(1) private equity and hedge funds are impacted; exempt venture capital funds are not impacted. [read post]
31 Jan 2012, 9:42 am
-based hedge fund adviser also has submitted a statement of facts to the SEC and federal prosecutors, and entered into a non-prosecution agreement with the U.S. [read post]
28 Oct 2011, 6:30 am
In order to induce the brokerage firms to open these accounts, Kupersmith falsely represented that he had a personal net worth of approximately $5 million and that he controlled a hedge fund in Manhattan with assets of as much as $20 million. [read post]
27 Dec 2015, 6:23 am
As the Third Avenue fund began to collapse traders at hedge funds shorted and bet against the mutual fund’s holdings adding pressure to Third Avenue’s investor withdrawals and forcing the sale its holdings. [read post]
24 Feb 2025, 7:47 am
SB 351 adopts certain provisions of last year’s vetoed Assembly Bill 3129 (AB 3129), which would have required PE groups and hedge funds to obtain California Attorney General (AG) approval before entering into certain health care transactions. [read post]
23 Apr 2012, 8:34 am
., following an investigation revealing that the independent broker-dealer accepted payments for recommending funds of hedge funds to plan clients. [read post]
9 Oct 2009, 12:39 pm
Also, Bell and Lancelot management allegedly filtered out at least $40 million in fees from the hedge fund. [read post]
27 Jan 2009, 6:46 am
Also, the Vioxx cases are just now being paid to claimants, and attorneys are being paid back and are paying back a lot of their loans and financing, we need to wait and see if this infusion of loan repayments to lending firms brings with it additional capital for lending or if the hedge funds and banks simply hang on to these loan repayments and retreat permanently. [read post]
29 Apr 2020, 1:19 pm
ABSA is a pooled investment hedge fund, sold by Alliance Bernstein, whose “. . . portfolio is concentrated in mortgage-related securities, it also invests in asset-backed securities, consumer whole loans, and collateralized loan obligations, providing exposure to underlying collateral across residential and commercial mortgages, consumer and auto loans, as well as corporate loans. [read post]
16 Feb 2022, 5:00 pm
Having practiced law long enough in Connecticut’s “Gold Coast” suburban towns and communities which are populated with hedge funds and Fortune 500 companies, the best Greenwich, Stamford and Westport Connecticut sexual harassment attorneys and lawyers frequently see hedge fund and finance executives get away with egregious acts of sexual harassment and abuse. [read post]
7 Dec 2010, 3:07 pm
The board of directors had no reason to believe that the fund manager was dissembling and was going to go out and seek hedge funds. [read post]
19 Jul 2011, 3:31 pm
McCourt arranged for a loan from a hedge fund; Selig prefers that Major League Baseball fund the loan.If the amount is the same, what's the difference? [read post]
11 Mar 2025, 6:00 am
Parker MacIntyre provides legal and compliance services to investment advisers, broker-dealers, registered representatives, hedge funds, and issuers of securities, among others. [read post]
8 Nov 2023, 10:14 pm
Inverse ETFs often are marketed as a way for investors to profit from, or at least hedge their exposure to, downward moving markets. [read post]
