Search for: "In re: Clayton"
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29 Nov 2017, 9:22 am
In a strange twist, however, Jacobs also repudiated some of the specific allegations that were in the letter written by his then-lawyer, Clayton Halunen, on Jacobs’ behalf. [read post]
15 Nov 2017, 3:00 am
We’re posting memos about SEC enforcement actions in this area in our “ICOs” Practice Area. [read post]
27 Oct 2017, 10:00 am
Clayton Trivett, for the government, argued that discovery is not required because Mitchell wrote that “we know no one was deliberately messing with [ Binalshibh]. [read post]
25 Oct 2017, 5:00 am
The audit report also must be addressed to a company’s shareholders and directors.SEC Chairman Jay Clayton said he “strongly support[s]” the goals of the PCAOB’s new standards, but he also warned of the potential for boilerplate communications and litigation. [read post]
25 Oct 2017, 5:00 am
“Four men climb into a baited crocodile trap at the Port Douglas Marina in far north Queensland” (image: Stacy Clayton) Yes. [read post]
16 Oct 2017, 3:03 am
That’s because it’s nearly impossible to predict when a rulemaking will come out, even when you’re the one actually writing the rules! [read post]
10 Oct 2017, 1:34 pm
He has brought those and many other fine characteristics to the Commission,” said SEC Chairman Jay Clayton. [read post]
3 Oct 2017, 10:24 am
Disclosure Obligations A recurring theme of Chairman Clayton’s testimony is the need to re-evaluate and simplify existing disclosure and regulatory obligations based on compliance costs and the interests of companies and everyday investors (whom he referred to as “Main Street investors” or “Mr. and Ms. 401(k)”). [read post]
29 Sep 2017, 8:20 am
Investors included large institutions known as qualified institutional buyers or qualified purchasers, entities the ALJ would refer to as "...not, in the words of Commission Chairman Jay Clayton, ‘Mr. and Ms. 401(k)’" (referring to a speech Clayton gave outlining his principles of securities regulation).Unique approach and star witness. [read post]
29 Sep 2017, 6:34 am
Securities and Exchange Commission Posted by Jay Clayton, U.S. [read post]
27 Sep 2017, 5:52 am
Securities and Exchange Commission Chairman Jay Clayton is taking heat over the fact that his agency was hacked in 2016, but nothing was mentioned about it until last week. [read post]
19 Sep 2017, 2:16 pm
If you didn't study this case in law school, you're very old or went to a shitty law school. [read post]
24 Aug 2017, 9:30 pm
” WHAT WE’RE READING THIS WEEK Joshua D. [read post]
4 Aug 2017, 6:40 am
’ The State continued, `I believe you're going to get evidence that that comes back to the Defendant's name, Jamel Fowler. [read post]
1 Aug 2017, 3:03 am
John blogged a few weeks back about Hester Peirce being (re-)nominated as a SEC Commissioner. [read post]
27 Jul 2017, 9:45 am
I might have to re-watch the movie now that I am an adult. [read post]
23 Jul 2017, 4:00 am
Going forward, the case should be referred to in any application to reconsider or re-open a trial, as it distinguishes the language from Clayton v. [read post]
13 Jul 2017, 4:23 am
We’re excited to announce three new resources for those grappling with Section 16: 1. [read post]
12 Jul 2017, 3:50 am
Proof of Life’s screenplay was partly inspired by Thomas Hargrove’s book The Long March to Freedom, which recounts how the release of the once-kidnapped Hargrove was negotiated by Thomas Clayton, the founder of his eponymous kidnap-for-ransom consultancy Clayton Consultants (now part of risk management firm, Triple Canopy). [read post]
3 Jul 2017, 9:38 am
Department of Justice and several states successfully sued in district court to block the merger on the ground it would substantially lessen competition in affected markets, in violation of the Clayton Act. [read post]
