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22 Feb 2024, 3:02 pm
The Law Commission in England has launched a short consultation exercise on proposed legislation on digital assets and electronic trade documents.A summary of the Commission's work on the issue can be found on the project's page:"The UK Government asked the Law Commission to make recommendations for reform to ensure that the law is capable of accommodating both crypto-tokens and other digital assets in a way which allows the possibilities of this type… [read post]
20 Sep 2019, 11:22 am
Soll entered the securities industry in 1970. [read post]
26 May 2021, 5:00 am
At one level, it is a narrow ruling on an airline industry-specific... [read post]
12 Mar 2022, 7:45 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/6345/securities-industry-commentator/TM Staff Statement / SEC Division of Trading and MarketsStatement on Planned Departure from the Commission by SEC Commissioner Allison Herren LeeFounder Of Cyberfraud Prevention Company Pleads G... [read post]
20 Apr 2016, 3:34 pm
The 1934 Act requires the FCC to regulate the various industry sectors differently. [read post]
3 Mar 2010, 8:29 pm
See, for example, this advocacy filing (signed by BC, BE and OPP) concerning potential legislation restricting vertical restaints in the wine industry. [read post]
17 Jun 2010, 7:53 am
Winters, the former co-head of JPMorgan Chase's investment bank, has resurfaced as part of a commission tasked with analyzing the state of Britain's banking industry. [read post]
29 Oct 2020, 12:09 pm
The International Trade Commission, or ITC, is a federal agency in Washington D.C. that investigates unfair trade practices. [read post]
27 Dec 2022, 5:53 am
On December 22, 2022, the Nevada Gaming Commission (NGC) adopted regulations creating new cybersecurity requirements for certain gaming operators. [read post]
10 Apr 2012, 2:34 pm
Marketdata’s press release doesn’t contain any real revelations, noting that debt collection complaints are the most common complaints received by the Federal Trade Commission and that most debt collection agencies work on a contingency basis and receive an average commission of 25-30 percent. [read post]
27 Dec 2021, 1:19 pm
On December 13, 2021, the Federal Trade Commission (FTC) announced that, under the terms of a settlement, a group of phantom debt collectors were permanently banned from the debt collection industry. [read post]
24 Jul 2013, 1:50 pm
Today the European Commission unveiled its legislative package to adapt the EU payments market to the opportunities of the single market and to support EU economic growth . [read post]
10 Apr 2010, 8:23 am
He urged the Commission to adopt rules ensuring that non-EU fund managers and global custodian banks have the same access to their EU counterparts. [read post]
2 Nov 2007, 6:07 am
The chief of the Consumer Product Safety Commission and her predecessor have taken dozens of trips at the expense of the toy, appliance and children's furniture industries and others they regulate, according to internal records obtained... [read post]
12 Dec 2011, 6:04 pm
While the hedge fund industry supports the CFTC’s establishment of a phased implementation approach to facilitate an orderly transition by all relevant market participants to mandatory clearing of their swaps, the industry urged that the trade execution and uncleared swap margin requirements should apply to all market participants at the same time. [read post]
3 Jun 2020, 6:56 pm
In response to questions regarding SEC operations, Chairman Clayton noted that the Commission remains committed to inclusiveness and virtual staff support. [read post]
14 Feb 2024, 3:10 am
The “GenAI4EU” initiative aims to support the development of novel use cases in a number of industrial sectors including robotics, health, and manufacturing. [read post]
7 Jan 2011, 2:38 pm
Dodd-Frank Section 747, which authorizes the CFTC to prohibit disruptive trading practices, is vague and vulnerable to constitutional challenge by market participants, in the view of the hedge fund industry, and the CFTC should provide clarity or risk having the statute undermine the Commission’s enforcement efforts to deter price manipulation. [read post]
19 Apr 2007, 4:14 pm
Press release: "The National Commission on Energy Policy, a bipartisan group of top energy experts from industry, government, labor, academia,... [read post]
21 Apr 2017, 3:27 am
The three Democrats sent a letter to the Federal Trade Commission in July “raising concerns about the short-term rental industry,” one of the hotel association documents said. [read post]
