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10 Jan 2022, 4:24 am
Citing mostly to Delaware law, including Vice Chancellor McCormick’s decision in CHC Investments, LLC v. [read post]
7 Jan 2022, 2:20 pm
As a result, the SEC charged TC Services with violating both the antifraud provisions of both the Securities Act and the Investment Advisers Act. [read post]
7 Jan 2022, 2:20 pm
As a result, the SEC charged TC Services with violating both the antifraud provisions of both the Securities Act and the Investment Advisers Act. [read post]
5 Jan 2022, 2:01 pm
Background Churchill Capital Corp. [read post]
5 Jan 2022, 1:33 pm
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
5 Jan 2022, 9:29 am
When none arrived, she accepted the offer of a retainer by a recently created holding company, Aviation Corporation (AVCO), assembled from scores of small carriers by two great New York investment banks. [read post]
3 Jan 2022, 12:39 pm
In addition, during 2021, there were three lawsuits filed against SPACs alleging that the SPACs are in fact Investment Companies within the meaning of the Investment Companies Act of 1940, and that the companies had failed to register with the SEC as required by the ’40 Act. [read post]
1 Jan 2022, 8:20 am
(Chart 2) The Q4 2021 investment pulse rate (14) appears to be the highest Q4 investment pulse rate at least since 2015. [read post]
30 Dec 2021, 1:36 am
CION Investment Corp. [read post]
27 Dec 2021, 9:38 am
BB&T Securities, LLC Noe Ramirez III Merrill Lynch, Pierce, Fenner && Smith Incorporated Chase Investment Services Corp. [read post]
21 Dec 2021, 3:40 am
The Division’s comments also focus on additional legal, regulatory, and enforcement risks that may apply to investments in China-based companies, such as the potential impact of the Holding Foreign Companies Accountable Act and related rules and any necessary PRC permissions a China-based company may need to operate its business or offer securities to foreign investors. [read post]
20 Dec 2021, 12:45 pm
Silver Law Group represents investors in securities and investment fraud cases. [read post]
13 Dec 2021, 6:41 am
How to Recover Investment Losses involving BDCA Have you suffered investment losses in Business Development Corp. of America a/k/a BDCA? [read post]
12 Dec 2021, 5:10 pm
Foley Trasimene Acquisition Corp II (FTAC) is a special purpose acquisition company (SPAC). [read post]
9 Dec 2021, 2:56 pm
To put this in perspective, if the overall project is the construction of a shopping centre, then all work and services associated with that construction are lienable, including, for example: maintenance; cleaning; inspection; security; temporary water services; the delivery of porta-potties to the site; heating and hoarding, etc. [read post]
9 Dec 2021, 11:45 am
Trailer: https://youtu.be/R_F-lVhSfx8 Semper Fi: Always Faithful (2014) The documentary follows Marine Corps Master Sgt. [read post]
7 Dec 2021, 10:52 am
Rescheduled: “The HCCH 2019 Judgments Convention: Prospects for Judicial Cooperation in Civil Matters between the EU and Third Countries” – Conference on 9 and 10 September 2022, University of Bonn, Germany In preparation of the Conference on the HCCH 2019 Judgments Convention on 9/10 September 2022, planned to be taking place on campus of the University of Bonn, Germany, we are offering here a Repository of contributions to the HCCH 2019 Judgments Convention. [read post]
6 Dec 2021, 2:33 pm
The committee will hear testimony from John Baker, chief defense counsel for military commissions at the Department of Defense; Michael Lehnert, retired Major General of the United States Marine Corps; Katya Jestin, co-managing partner at Jenner & Block; Colleen Kelly, co-founder of 9/11 Families for Peaceful Tomorrows; Jamil Jaffer, founder and executive director of the National Security Institute and professor and director of the National Security Law And Policy… [read post]
3 Dec 2021, 1:29 pm
(CRD#:16361) of Dallas, TX, and 1st Global Capital Corp. [read post]
3 Dec 2021, 6:53 am
FINRA, the U.S. securities industry regulator, said it has ordered New York City-based Aegis Capital Corp. to “pay approximately $2.8 million, including $1.7 million in restitution to 68 customers whose accounts were potentially excessively and unsuitably traded by the firm’s representatives. [read post]
