Search for: "Julie Hedges"
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11 May 2018, 9:07 am
Based on the risks outlined above, NASAA proposed an amendment in July 2017 to its model rule on unethical business practices. [read post]
11 May 2018, 7:22 am
The Most Notorious US Financial Scammers Every civilized society is dependent for its success on its citizens being able to trust one another. [read post]
8 May 2018, 6:32 am
The draft RTS will be submitted to the Commission for endorsement by 18 July 2018, following which they will be subject to scrutiny by the European Parliament and the Council, before being published in the Official Journal of the EU. [read post]
16 Apr 2018, 6:54 am
Parker MacIntyre provides legal and compliance services to investment advisers, broker-dealers, registered representatives, hedge funds, and issuers of securities, among others. [read post]
15 Apr 2018, 11:45 am
Last July, the Houston office of the Council on American-Islamic Relations (CAIR) reported that hate crimes against Muslims increased by 91 percent in the first half of 2017 compared to 2016. [read post]
11 Apr 2018, 6:34 am
The SEC established its municipal adviser registration rules in September 2013, and the rules became effective in July 2014. [read post]
3 Apr 2018, 8:05 am
In particular, the invention strives to provide a way for bank-wide effects to exclude unavailable machines in the bank from coordinated content presentations.After the applicants submitted amendments and arguments to overcome anticipation and obviousness rejections, a notice of allowance was issued in July 2014, but the application was withdrawn from issue the following month, before the issue fee could be paid, for reconsideration in view of the Supreme Court's decision in… [read post]
2 Apr 2018, 6:40 am
In particular, the invention strives to provide a way for bank-wide effects to exclude unavailable machines in the bank from coordinated content presentations.After the applicants submitted amendments and arguments to overcome anticipation and obviousness rejections, a notice of allowance was issued in July 2014, but the application was withdrawn from issue the following month, before the issue fee could be paid, for reconsideration in view of the Supreme Court's decision in… [read post]
25 Jan 2018, 11:33 am
Parker MacIntyre provides legal and compliance services to investment advisers, broker-dealers, registered representatives, hedge funds, and issuers of securities, among others. [read post]
10 Jan 2018, 4:19 am
Maybe a hedge fund manager or an MBA student focusing on finance would. [read post]
4 Jan 2018, 10:59 am
Traditional Wall Street “underwriters” will get involved in the token sale space and provide marketing for some high-profile token sales, and we will see more and more hedge funds and institutiona [read post]
29 Dec 2017, 6:01 am
Posted by Nickolay Gantchev (Southern Methodist University), Merih Sevilir (Indiana University), and Anil Shivdasani (University of North Carolina), on Wednesday, December 27, 2017 Tags: Capital allocation, Capital markets, Firm performance, Hedge funds, Mergers & acquisitions, Shareholder activism, Shareholder value, Takeovers, Target firms Appraisal Litigation Update Posted by William Mills, Joshua Apfelroth, and Jason Halper,… [read post]
24 Dec 2017, 11:33 am
SAFT Background for Cryptocurrency Funds As we discussed in a recent post, the SEC Report on the DAO, issued in July of this year, discussed how the SEC views Initial Coin Offerings (ICOs). [read post]
22 Dec 2017, 3:01 am
The company originally proposed that its ICO would take place in July 2017. [read post]
15 Dec 2017, 9:01 am
Below is our quarterly newsletter. [read post]
15 Dec 2017, 9:01 am
Below is our quarterly newsletter. [read post]
5 Dec 2017, 12:01 pm
Christopher Tayback, Quinn, Emanuel, Urquhart, Oliver & Hedges, Los Angeles, California, for amicus National Academy of Recording Arts & Sciences. [read post]
5 Dec 2017, 7:50 am
FINRA found that between July 2010, and May 2012 Wells Fargo brokers recommended volatility-linked ETPs without fully understanding their risks and features. [read post]
4 Dec 2017, 6:31 am
Parker MacIntyre provides legal and compliance services to investment advisers, broker dealers, registered representatives, hedge funds, and issuers of securities, among others. [read post]
14 Nov 2017, 3:27 am
John Reed Stark As I noted in a recent post (here), the business pages these days are full of headlines about Initial Coin Offerings (ICOs). [read post]
