Search for: "Marketing On Hold, Inc." Results 361 - 380 of 8,382
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14 Nov 2011, 4:21 pm by Lori Bauman
  The Ninth Circuit joined the Third and Seventh Circuits in holding that a plaintiff seeking to invoke the fraud-on-the-market presumption need not prove at the class certification stage that the defendant's misrepresentation was material. [read post]
23 Jul 2012, 10:10 am
Inland Western, now known as Retail Properties of America Inc., completed the initial public offering on April 5th, with an initial market price of $8 per share, significantly below the $10 - $12 expected pre-offering price. [read post]
29 Oct 2007, 10:49 am
Oregon Attorney General Hardy Myers filed a stipulated general judgment in Marion County Circuit Court on October 25, 2007 with ACE Group Holdings, Inc. and its subsidiaries in which ACE agreed to pay $4.5 million to a group of eight state AGs in settlement of antitrust claims. [read post]
21 Oct 2010, 6:59 am by Dennis Hursh
  Pennsylvania Physician Advisors, Inc. is an investment advisor registered with the Pennsylvania Securities Commission. [read post]
13 Dec 2017, 6:50 am by John Jascob
Following a recent enforcement action against Munchee Inc. for an offering of digital tokens that constituted an illegal unregistered securities offering, Clayton released a statement in which he outlined his general views on cryptocurrency and the ICO markets. [read post]
8 Oct 2010, 6:44 am by Antitrust Today
Despite looming antitrust hurdles, Energizer Holdings Inc. is one step closer to acquiring a bankrupt shaving products competitor after the U.S. [read post]
29 Jul 2015, 7:11 am by SEClaw Staff
  The 34 defendants include six firms alleged to have acted as unregistered broker-dealers catering to customers who sought to conceal their stock ownership and manipulate the market for microcap securities. [read post]
18 Jan 2013, 2:03 pm by Andrew R. Trafford
Wilde, his company Matrix Holdings, Inc., and other individuals were ordered to pay over $13 million after a California federal court granted the SEC’s summary judgment motion. [read post]
11 Apr 2011, 12:41 pm
The Financial Regulatory Authority (FINRA) announced today that it has fined UBS Financial Services, Inc. $2.5 million, and ordered UBS to pay $8.25 million in restitution for omissions and statements regarding the “principal protection” feature of the 100% Principal-Protected Notes (PPNs) issued by Lehman Brothers Holdings Inc. prior to its September 2008 bankruptcy filing. [read post]
5 Jun 2008, 10:47 pm
Although it granted the petition, the Commission's opinion suggests that in the future it may apply the "inherently suspect" analysis from Polygram Holdings, Inc. v. [read post]