Search for: "Merrill Lynch Corporation"
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4 Feb 2010, 11:35 am
, Cuomo remarked, "We believe bank management understated the Merrill Lynch losses to shareholders to get shareholders to approve the deal then [turned around and] overstated their ability to terminate the agreement to get $20 billion from [the] federal government. [read post]
14 Sep 2020, 6:27 am
According to records kept by The Financial Industry Regulatory Authority (FINRA) Roumayeh was employed by his prior employer Merrill Lynch, Pierce, Fenner & Smith Incorporated (Merrill Lynch) prior to being investigated concerning his activities. [read post]
9 Sep 2009, 2:43 pm
Rakoff is not going to like their latest ruse.Here's the short story: Bank of America signed a contract to merge with Merrill Lynch. [read post]
28 Mar 2008, 4:33 pm
UBS, Deutsche Bank AG, Merrill Lynch, Morgan Stanley and Citigroup have been named in a suit in U.S. [read post]
10 Oct 2007, 10:15 am
He writes often in the corporate area, often with a pro-shareholder, pro-SOX outlook. [read post]
17 Feb 2011, 9:52 am
Merrill Lynch's 2006 annual report proudly noted that 11 out of the 12 members of its corporate board were independent—people who had never worked at the firm and had little connection to it. [read post]
13 Sep 2013, 2:27 pm
Merril Lynch, 13 CV 1531, Judge Baer rejected motions to compel arbitration filed by Merrill Lynch, Pierce, Fenner & Smith, Inc; and Bank of America Corporation. [read post]
10 Jul 2007, 5:15 am
The complaint relied entirely on statistics produced from a study by Merrill Lynch. [read post]
18 Dec 2018, 11:03 am
Pro-Integrity Securities, Inc Makiaha Evans Brendan Feitelberg United Planners’ Financial Services of America LPL Financial LLC Edgar Guzman-Gonzalez JP Morgan Securities LLC Mario Jimenez Merrill Lynch, Pierce, Fenner & Smith Inc Bank of America, N. [read post]
18 Nov 2009, 7:07 am
After all, this episode came at a great cost to taxpayers; BofA received a total of $45 billion in government aid, which included an injection of $20 billion after it threatened to pull out of the Merrill Lynch merger. [read post]
6 Mar 2012, 9:23 am
Merrill Lynch, No. 11-3639 (7th Cir. [read post]
30 Aug 2011, 3:07 pm
Bank, 94 N.Y.2d 726, 729), forbids, as that doctrine is defined in New York, the acquisition of a claim or debt for the primary purpose of commencing a lawsuit (see Trust for Certificate Holders of Merrill Lynch Mtge. [read post]
18 Jul 2007, 11:20 pm
Later, the head of the Task Force expressed an appallingly arrogant "end justifies the means" regarding the wrongful prosecution of Andersen and other Enron-related cases; Then, the Task Force ruthlessly ruined the careers of four respected former Merrill Lynch executives and sent them to prison for a year before the Fifth Circuit overturned that atrocity. [read post]
1 Oct 2009, 6:49 am
Lewis, celebrated his daring takeover of Merrill Lynch as the crowning triumph of a long career. [read post]
13 Apr 2017, 6:32 am
You hear about the FINRA regulatory settlement involving the employee who submitted personal charges for reimbursement except he claimed that some mystery man had misused his credit card but then sought reimbursement anyway but later paid all the charges including a first-class-flight ticket even though he testified that he was forced to buy that first-class ticket because a supervisor kept him late and he missed an earlier flight? [read post]
11 Mar 2009, 8:26 am
Merrill Lynch Asset Management. [read post]
8 Feb 2010, 1:02 pm
Rakoff on the SEC/BofA: New York federal judge Jed Rakoff didn’t look so kindly at the last settlement proposal sent his way by the SEC and Bank of America over disclosures (or lack thereof) concerning bonuses paid to Merrill Lynch executives around the time of the BofA/Merrill merger. [read post]
30 Nov 2007, 5:15 am
See Roundtable Discussion on Proxy Voting, Securities and Exchange Commission, Thursday, May 24, 2007 (statement by Ronnie O’Neill, vice president, Merrill Lynch)(“ The first thing we would do is reconcile to see if the number that DTCC is showing us is consistent with our stock records as to our long holders as of that day. [read post]
1 Jun 2009, 9:10 pm
Broker-dealers that have reached preliminary settlements with federal and state regulators over their misrepresentation of ARS to clients include Citigroup Inc., Deutsche Bank AG, Credit Suisse Group, JP Morgan Chase & Co, Goldman Sachs Group Inc., Merrill Lynch & Co. [read post]
28 Dec 2023, 10:22 am
District Court for the Southern District of Florida in Merrill Lynch, Pierce, Fenner & Smith v. [read post]
