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17 Jun 2014, 8:32 am
For a powerhouse brokerage firm that has been around for more than 75 years and has more than $1.65 trillion in client assets that it manages, they should have known better. [read post]
6 Jun 2014, 11:50 am
For example, a former Credit Suisse Group AG adviser, who managed about $1 billion in assets, decided to affiliate with Dynasty because of the level of support offered by its custodian and service providers. [read post]
26 May 2014, 7:01 am
Still, wirehouse managers are willing to take on the risk, especially if a successful bank hire can provide a connection to a big-name client. [read post]
18 May 2014, 5:30 am by Barry Sookman
Google http://t.co/PGKQodSH0o -> Nortel trial deciding fate of $7.3B in remaining assets complicated by global footprint http://t.co/e6eDvfrzDM -> U.S. [read post]
16 May 2014, 8:19 am by Adam Kielich
Because the company stock became essentially valueless in the bankrupcty, so too did the value of the plan assets in the ESOP. [read post]
13 May 2014, 4:05 am by Kevin LaCroix
The complaint asserts claims against the individual defendants for breach of fiduciary duty; abuse of control; gross mismanagement; and waste of corporate assets. [read post]
8 May 2014, 12:44 pm by Mary Jane Wilmoth
., Nick Pirgousis, Frank Dolney, William Brown, Gary Todd, Mario Casias, Delta Asset Management Company, LLC, William Keeler, William Scott, Iain H.T. [read post]
4 Apr 2014, 2:42 pm
For example, Spectrum Technical LP, run by Morgan Stanley, reportedly managed more than $1 billion, making gross profits of $490.3 million. [read post]
18 Mar 2014, 1:12 pm by Lindsay Griffiths
., JP Morgan, JWT, Jones Day, KM Asset Management, Lexington Partners, Larraín Vial Corredores de Bolsa, LATAM, Los Andes Copper Inc, Mainstream, Minera Los Ríos, Minera Lone Star, Moneda Asset Management, Morgan Stanley, Morgan Group, Morningstar, Multicaja, Negocios y Valores, Nevasa HCM, Ogilvy, Oster, Odebrecht, Parque del Sendero, Pattern Energy, Proyecto Eólico El Arrayán, Portal Inmobiliario, Precursor… [read post]
5 Mar 2014, 12:22 pm by Greg Mersol
  Just as importantly (at least from a practical standpoint), the existence of the fee was disclosed in the financial disclosure statements the plaintiffs signed when they retained Morgan Stanley as investment manager. [read post]
7 Jan 2014, 9:13 am by Anne Foster
  The Framework is currently voluntary, and NIST has explained that these processes complement, rather than replace, an organization’s existing cybersecurity risk management processes and programs. [read post]
6 Jan 2014, 6:19 am by Juan Antúnez
Strobel’s will rather than the trust documents and that, pursuant to such power, she appointed all of the trust assets to her estate. [read post]
17 Dec 2013, 9:42 am by Anushila Shaw
  Events such as JP Morgan Chase’s “London Whale” trading losses prompted further revisions and delay. [read post]
17 Dec 2013, 7:07 am by Aaron Rubin
But who owns these valuable assets – the company or the individual employee who manages the company’s page or profile? [read post]
16 Dec 2013, 7:49 am
Kibria’s life and assets in his native Bangladesh,” he wrote. [read post]
12 Dec 2013, 10:14 am by Jay B. Gould
According to the SEC’s order instituting settled administrative proceedings, the GLG firms managed the GLG Emerging Markets Special Assets 1 Fund. [read post]