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27 Jan 2020, 1:50 am by Kevin Kaufman
Economists Emmanuel Saez and Gabriel Zucman, who have consulted with presidential candidates on their tax plans, define net wealth as financial and nonfinancial assets at their market prices, net of debts.[9] Financial assets include corporate equity, private business assets, and other fixed income assets, such as liquid assets and deposits, bonds, and mutual funds. [read post]
23 Jan 2020, 5:00 am by Kevin Kaufman
The Tax Policy Center (TPC) estimated that $1.1 quadrillion of derivatives (in notional value) was traded in 2015.[7] The size of the tax base for derivatives is much smaller when market value is instead considered. [read post]
22 Jan 2020, 7:06 am by Weihuan Zhou
Chapter 4       Financial Services This chapter covers six types of financial services: banking, credit rating, electronic payment, financial asset management, insurance, and securities, fund management and futures services. [read post]
20 Jan 2020, 9:01 pm by Tamar Frankel
Professor Tamar Frankel writes and teaches in the areas of fiduciary law, corporate governance, mutual funds and the regulation of the financial system. [read post]
17 Jan 2020, 11:11 am by John C. Anjier
  Some other statistics: Over 3,700 RIAs each manage more than $1 billion in assets; Approximately 36 percent of RIAs manage a private fund; Over 60 percent of RIAs are affiliated with other financial industry firms; and Approximately, 12 percent of RIAs provide advisory services to a mutual fund, exchange-traded fund, or other registered investment company. [read post]
17 Jan 2020, 11:11 am by John C. Anjier
  Some other statistics: Over 3,700 RIAs each manage more than $1 billion in assets; Approximately 36 percent of RIAs manage a private fund; Over 60 percent of RIAs are affiliated with other financial industry firms; and Approximately, 12 percent of RIAs provide advisory services to a mutual fund, exchange-traded fund, or other registered investment company. [read post]
14 Jan 2020, 5:52 pm
Section 3 analyzes a core instance of that application of that emerging sensibility, the successful effort of China to embed the conception of ‘Mutually Beneficial Cooperation’ within the human rights discourse of the UN. [read post]
10 Jan 2020, 6:10 am
Wolf, Kirkland & Ellis LLP, on Sunday, January 5, 2020 Tags: Acquisition agreements, Break fees, Merger litigation, Mergers & acquisitions, Shareholder voting, Target firms, Termination, Termination fees Mutual Fund Borrowing Poses Risk to Investors Posted by A. [read post]
Investment companies can expect examinations focusing on mutual funds and ETFs, RIA activity, and oversight practices. [read post]
Investment companies can expect examinations focusing on mutual funds and ETFs, RIA activity, and oversight practices. [read post]
7 Jan 2020, 10:21 am by Doug Cornelius
  Investment company examinations will focus on mutual funds and exchange-traded funds, the activities of their RIAs, and the oversight practices of their boards of directors. [read post]
25 Dec 2019, 9:06 pm by Series of Essays
Are Mutual Funds Bad for U.S. [read post]
18 Dec 2019, 4:00 pm
This Client Advisory, originally distributed in December 2019, highlights important developments in the law governing employee benefit plans and executive compensation over the past year. [read post]
2 Dec 2019, 12:25 pm by Gordon Ahl
Event Announcements (More details on the Events Calendar) Tuesday, December 3, 2019, at 9:45 a.m.: The Senate Foreign Relations Committee will hold a hearing on the future of U.S. policy toward Russia. [read post]
1 Dec 2019, 11:12 am by Kevin LaCroix
The initiative addresses investment advisers’ failure to make required disclosures related to fees received in recommending certain mutual funds. 26 of the 95 FY 2019 public company enforcement actions (representing about 27%) were attributable to the Share Class Disclosure Initiative. [read post]
25 Nov 2019, 10:50 am by Gordon Ahl
The conference is financed by public funds. [read post]
18 Nov 2019, 12:55 pm by Gordon Ahl, William Ford
Impeachment Hearings: Tuesday, November 19, 2019, at 9:00 a.m.: The House Permanent Select Committee on Intelligence (HPSCI) will hear testimony from Jennifer Williams, the special advisor for Europe and Russia in the office of the vice president, and Lt. [read post]