Search for: "National Capital Management, LLC"
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8 Apr 2020, 2:53 pm
Bureau of Land Management v. [read post]
2 Apr 2020, 12:00 pm
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Franklin, Tennessee. [read post]
2 Apr 2020, 7:49 am
Credit Suisse High Yield Bond Fund, Inc. is a closed ended fixed income mutual fund launched and managed by Credit Suisse Asset Management, LLC. [read post]
30 Mar 2020, 4:59 am
I at 20–24.5 –Case 2:19-ap-02013 Doc 28 Filed 03/27/20 Entered 03/27/20 11:19:08 Desc Main Document Page 6 of 28 Despite the financial boost those funds provided, Wilson still needed additional capital to cover the concert’s up-front costs. [read post]
16 Mar 2020, 1:54 pm
This decision opens a window for potential liability for misstatements beyond the Supreme Court’s prior decision in Janus Capital Group, Inc. v. [read post]
13 Mar 2020, 6:31 am
National Australia Bank Ltd. [read post]
2 Mar 2020, 6:58 am
REI Energy LLC is a privately owned oil and natural gas exploration and production company headquartered in Richardson, Texas that reportedly specializes in the acquisition, development, and management of conventional and unconventional oil and gas properties. [read post]
22 Feb 2020, 3:00 am
Regards, Bart Mallon & Michael Fitzsimmons Aspect Advisors LLC Aspect Advisors LLC is a modern regulatory consultant providing customized compliance solutions to entrepreneurs. [read post]
14 Feb 2020, 6:31 am
Schwarcz (Duke University), on Tuesday, February 11, 2020 Tags: Contracts, Credit default swaps, Derivatives, Risk, Securities regulation, Swaps S&P 500 CEO Compensation Increase Trends Posted by Aubrey Bout, Brian Wilby, and Perla Cruz, Pay Governance LLC, on Tuesday, February 11, 2020 Tags: Compensation disclosure, Equity-based compensation, Executive Compensation, Incentives, Management, Pay for… [read post]
14 Feb 2020, 3:00 am
Clothing retailer Chico’s hired the national law firm of Arent Fox to send a legal request that changes be made to the Goods Unite Us data and reports. [read post]
31 Jan 2020, 11:56 am
The Securities and Exchange Commission reportedly filed a lawsuit against Catalyst Capital Advisors LLC and its chief executive, which was settled Monday without admitting or denying wrongdoing and will pay $10.5 million. [read post]
13 Jan 2020, 1:25 pm
For example, if you want to form ABC Capital, LLC, but there is already an ABC Capital, Inc., that would present a conflict making the proposed name unavailable. [read post]
7 Jan 2020, 2:17 pm
Turner & Company, LLC Capital Asset Funds Tax Exempt Portfolio American General Financial Corporation Wells Fargo Bank N.A CD. [read post]
6 Jan 2020, 1:32 pm
He and his associate Christopher Parris solicited investments in their companies, which were supposedly involved in financial services, insurance, and real estate, including First Nationle Solution LLC, Percipience Global Corp., and United RL Capital Services. [read post]
30 Dec 2019, 3:00 pm
Digital Verdict Disco Discovery Litigation Services Diversified Legal Services Diversified Risk Management Doar Litigation Consulting Duff & Phelps Eisner Amper LLP Elite Document Technology Epiq (DTI) Ernst & Young LLP (Pangea) Esquire Solutions First Legal Investigations Forensic Data Services Fronteo FTI Consulting/Technology Gibson Arnold & Associates GlassRatner Advisory & Capital Group LLC Guidepost Solutions LLC H5 Haley Stuart, LLC… [read post]
13 Dec 2019, 6:39 am
The managing entity is EcoVest Capital, according to the Form D. [read post]
2 Dec 2019, 11:29 am
GPB Holdings II LP is a private placement fund sponsored by GPB Capital Holdings, LLC, a New York-based global asset management firm. [read post]
26 Nov 2019, 7:33 am
Edwards & Sons, Inc H&R Block Financial Advisors Leeuw, Nancy Leeuw, Perry PFS Investments Inc Primerica Financial Services Brian Decker Worden Capital Management LLC Legend Securities Jones, Johnnie National Securities Corporation John Thomas Financial Misseri, Bernardo Legend Securities, Inc JP Turner & Company Oakes, Thomas Royal… [read post]
20 Nov 2019, 7:33 am
The company reportedly filed for bankruptcy protection on May 20, 2019, after purportedly taking a loan of more than $70 million from Highbridge Capital Management and Athyrium Capital Management in November 2018. [read post]
13 Nov 2019, 6:24 am
She recommends to shift regulation from the time of offer to the time of sale, and that there should be no prohibitions on general solicitation anywhere in the exempt offering framework.As to the accredited investor definition, Hanks recommends:Keep the existing financial qualification, but index it to inflation from now on;Add accreditation by means of a securities specific educational qualification, such as holding CFA designation or certain FINRA licenses;Add accreditation by reference to a… [read post]
