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5 Apr 2018, 8:24 am
On March 7, 2018, the SEC released a public statement affirming its view that platforms that trade securities and operate as exchanges must register as a national securities exchange or operate under an exemption from registration. [read post]
2 Nov 2021, 8:49 am
Prior to the introduction of this law, all creditors were required to be registered as secured parties instead of registering the security in the name of an agent or trustee. [read post]
24 Feb 2008, 1:01 pm
Neuro Vasx, Inc., 67 USPQ2d 1205 (TTAB 2003). [read post]
26 Apr 2009, 6:16 pm
The registers for the colleges will see significant changes, with much more content than was previously available. [read post]
29 Jan 2020, 9:26 am
, MetLife Inc. and Prudential Financial Inc. [read post]
8 Jun 2024, 6:39 am
Mattress Firm, Inc., No. [read post]
25 Jul 2008, 7:04 am
, (Daily Dose of IP), 26 August: WIPO symposium on IP and multilateral agreements – Geneva: (IPKat), 11-12 September: US LSI: 4th annual conference on ‘Current issues in complex IP licensing’ – Philadelphia: (Patent Docs), 11 September/15 October: PLI seminar on developments in pharmaceutical and biotech patent law – New York/San Francisco: (Patent Docs), 15-16 September: UniForum & SAIIPL domain name ADR workshop – Centurion (South… [read post]
4 May 2021, 6:13 am
SECURITY AND TRUSTS/AGENCY Since the introduction of a legal regime creating a security agent in 2017, a security agent can be appointed for the purpose of taking, registering, managing and enforcing security it holds in its name for the benefit of the creditors. [read post]
13 Feb 2023, 7:54 am
Random House, Inc. [read post]
3 Nov 2022, 11:00 pm
4131/1962, and National Monetary Council Resolution No. [read post]
12 Dec 2017, 4:36 pm
The company, Munched, Inc. halted its ICO after being contacted by the SEC, and agreed to an order in which the Commission found that its conduct constituted unregistered securities offers and sales. [read post]
7 Nov 2019, 5:34 pm
The complaint asked the District Court to redress these injuries by: Declaring the College in violation of the Title I of the ADA and its accompanying regulation; Enjoining the College and its agents, employees, successors, and all persons in active concert or participation with it, from engaging in discriminatory employment policies and practices that violate Title I of the ADA; Requiring the College to modify its policies, practices, and procedures as necessary to bring its… [read post]
18 Dec 2019, 10:16 am
Li was a prolific inventor and patent agent. [read post]
8 Oct 2013, 1:50 pm
A formal background check performed with the consent of the service provider should prove that the service provider and all of its employees and agents should be qualified to serve in a fiduciary role, are not disqualified or under investigation or other action that would disqualify them to act as a fiduciary or be bonded as required by ERISA, have no material complaint or dispute history with current or former clients or vendors, the Department of Labor, Department of Insurance,… [read post]
16 Jun 2016, 2:48 pm
Cybersecurity at SEC-registered entities like Morgan Stanley has become a top priority for the SEC inspections group and enforcement division. [read post]
1 May 2020, 2:11 am
SECURITY AND TRUSTS / AGENCY / PARALLEL DEBT Since the introduction of a legal regime creating a security agent in 2017, a security agent can be appointed for the purpose of taking, registering, managing and enforcing security it holds in its name for the benefit of the creditors. [read post]
12 Jul 2012, 11:59 am
Officers took control of the teenager's computer and arrested the man the next day, said Special Agent Supervisor Jeffrey Duncan of the Florida Department of Law Enforcement. [read post]
10 Aug 2009, 2:34 am
Specialized assessment tools can help differentiate higher- from lower-risk offenders and ensure that stakeholders throughout the system - including judges, law enforcement agents, community supervision officers, and treatment professionals - routinely use this information to inform decisions. [read post]
3 Dec 2014, 9:54 am
In an interview with National Jeweler Wednesday, Alor declined to comment on the litigation. [read post]
1 Oct 2013, 5:44 am
Regulation FD provides that a person acting on behalf of a company includes (1) any senior official of the issuer or (2) any other officer, employee or agent of an issuer who regularly communicates with any of the enumerated persons described in Regulation FD (generally thought to include directors, senior officers, investor relations and public relations officers, or people who perform similar functions, as well as any other agents or employees of a company who regularly… [read post]