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11 Apr 2022, 11:32 am
Additionally, the Treasury Department’s Office of Foreign Assets Control (OFAC) sanctioned a Latvia-based digital asset exchange and designated 57 cryptocurrency addresses (associated with digital wallets) as Specially Designated Nationals (SDNs) (see our blog on the sanctions here). [read post]
11 Apr 2022, 7:40 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
9 Apr 2022, 3:01 am
Originally published on Feb. 28, 2021; updated on Apr. 9, 2022. [read post]
1 Apr 2022, 12:16 pm
Announced as completed on December 14, 2021 1-December-21Simplex Services, inc.Epiq 23-November-21KLDiscovery (IPO Filing)IPO (Exchange TBD)Note: Filed Form S-1 with SEC for IPO. 11-November-21Modus (Investee)J.P. [read post]
1 Apr 2022, 6:01 am
Securities and Exchange Commission, on Thursday, March 31, 2022 Tags: Capital formation, Investor protection, IPOs, LLCs, Mergers & acquisitions, SEC, Securities regulation, SPACs, Special purpose vehicles [read post]
1 Apr 2022, 2:12 am
The White Law Group is a national securities fraud, securities arbitration and investor protection law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
28 Mar 2022, 10:21 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
27 Mar 2022, 2:33 pm
Securities and Exchange Commission voted 3 to 1 to issue a long awaited proposed new rule to mandate climate risk disclosures by public companies and other businesses in their supply chains. [read post]
25 Mar 2022, 8:35 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
24 Mar 2022, 6:17 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
21 Mar 2022, 11:09 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
18 Mar 2022, 4:00 am
In another twist for the industry, a group of prominent firms banded together and went public on a stock exchange in London late last year. [read post]
16 Mar 2022, 7:46 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
11 Mar 2022, 10:05 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
10 Mar 2022, 1:02 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
8 Mar 2022, 12:51 pm
The ROFX website and domain name has been seized by The Department of Homeland Security, the US Department of Justice and the National Intellectual Property Rights Coordination Center, (a division of ICE.) [read post]
8 Mar 2022, 8:18 am
FINRA is separate from the Securities and Exchange Commission, or SEC. [read post]
7 Mar 2022, 10:12 pm
The financial measures apply to all financial institutions in Singapore – including banks, finance companies, insurers, capital markets intermediaries, securities exchanges and payment service providers. [read post]
3 Mar 2022, 9:33 am
Lawsuits – Broker Fraud, Investigation and Regulatory… The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
3 Mar 2022, 7:55 am
The Securities and Exchange Commission today announced that registered investment adviser City National Rochdale, LLC (CNR) has agreed to pay more than $30 million to settle charges that its undisclosed conflicts of interest defrauded current and…Read the Full Press ReleaseHave a securities law question? [read post]
