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17 Dec 2019, 2:15 am by Renae Lloyd
(NHI) announced an estimated Net Asset Value (NAV) per share of $6.25 as of June 30, 2019. [read post]
8 Oct 2021, 8:05 am by Rebecca Tushnet
., LLC, 2021 WL 4392481, No. 20cv00706 (DLC) (S.D.N.Y. [read post]
7 Jun 2012, 7:42 pm by D. Daxton White
The study was performed by BlueVault Partners LLC and the University of Texas at Austin’s McCombs School of Business. [read post]
7 Jun 2012, 7:42 pm by D. Daxton White
The study was performed by BlueVault Partners LLC and the University of Texas at Austin’s McCombs School of Business. [read post]
18 Oct 2018, 12:13 pm by InvestorLawyers
  According to filings with the SEC, sales of the two aforementioned GPB private placements allegedly netted the broker-dealers marketing these investment products some $100 million in commissions, at a rate of about 8%, since 2013. [read post]
28 Feb 2019, 8:36 am by InvestorLawyers
 Secondary market transactions in KBS II shares have reportedly priced the shares at between $4.00 and $4.06 a share. [read post]
26 Feb 2012, 11:40 am
• With pools that are only open to persons meeting a certain financial standard or net worth. [read post]
20 Jan 2020, 12:24 pm by Renae Lloyd
The fund primarily invests in floating rate, senior secured loans of private U.S. middle market companies. [read post]
14 Sep 2022, 11:59 am by John Jascob
Each of TD, BNY Mellon, and Jefferies agreed to settle with the SEC, but Oppenheimer is litigating the matter in the Southern District of New York (In the Matter of TD Securities (USA) LLC, Release No. 34-95751, September 13, 2022; In the Matter of BNY Mellon Capital Markets, LLC, Release No. 34-95750, September 13, 2022; In the Matter of Jefferies LLC, Release No. 34-95749, September 13, 2022; SEC v. [read post]
10 Dec 2015, 8:36 am by Jack Gravelle
  Sun Dental Holdings, LLC $20,000,000 Class A Common Units Form 1-A filed Sept. 3, 2015; SEC qualification filed Dec, 1, 2015 Tier 2 offering to accredited and non-accredited investors ($10,000 minimum investment) Audited financials Business: traditional dental device manufacturing as well as digital scanning, cloud-based data management system and 3D printing to produce dental devices Use of proceeds: working capital, strategic acquisitions, debt service and acquisition of a dental… [read post]
13 Oct 2014, 3:27 am by Peter Mahler
 The panel will discuss the extent to which family ownership affects disputes in LLCs and other unincorporated entities; whether family businesses are distinctive in ways that are legally relevant; and whether, as a practical matter, the statutory differences between LLCs, corporations, and other forms of business association matter. [read post]
13 Feb 2014, 7:12 am
In Series AGI West Linn of Appian Group Investors DE LLC, Series loaned $3.1 million to a limited partnership which was developing a market in Oregon. [read post]
30 Mar 2020, 2:22 pm by Steve Parker
Inverse ETFs allow investors to short the entire market or a sub-market, depending on the ETF involved. [read post]
16 May 2011, 6:24 pm by Tomassi Law Associates
For the three months ended March 31, 2011, the Company reported a net loss of $1,278,000, or $.02 per share, compared to a net loss of $454,000, or $.02 per share, for the quarter ended March 31, 2010. [read post]
19 Jul 2016, 7:07 am by Phyllis H. Marcus and Emma Lewis
The FTC alleged that Warner Bros. deceived consumers while marketing its video game, Middle Earth: Shadow of Mordor. [read post]
8 Mar 2012, 7:52 am by D. Daxton White
As the market has slowly puttered along over the last few years, financial advisors and brokerage firms have been looking for new ways to increase returns for their clients. [read post]