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No SOX protection for contractor's employees, First Circuit majority says
18 Feb 2012, 5:15 am by Richard Renner
On appeal, the Secretary of Labor and the SEC both filed amicus briefs urging the Court of Appeals to agree that the Sarbanes-Oxley Act (SOX) covers Lawson and Zang. [read post]
Whistleblower Protection Blog - http://www.whistleblowersblog.org/
First Circuit Holds That Section 806 of the Sarbanes-Oxley Act Extends Only to Employees of Public Companies, Not Employees of Private Companies Who Are Contractors or Subcontractors for Covered Public Companies
15 Feb 2012, 12:37 pm by Sheppard Mullin
In Lawson v. [read post]
Labor Employment Law Blog - http://www.laboremploymentlawblog.com/
First Circuit Holds That Section 806 of the Sarbanes-Oxley Act Extends Only to Employees of Public Companies, Not Employees of Private Companies Who Are Contractors or Subcontractors for Covered Public Companies
15 Feb 2012, 12:24 pm
In Lawson v. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
First Circuit Rules That SOX Whistleblower Protections Do Not Apply to Employees of a Contractor or Subcontractor of a Public Company
8 Feb 2012, 9:35 am by William McGrath
 In a March 31, 2010 Memorandum and Order (also available at Lawson v. [read post]
Federal Securities Law Blog - http://www.fedseclaw.com/
First Circuit Panel: No Sarbanes-Oxley Whistleblower Protection for Employees of Public Companies' Contractors
7 Feb 2012, 9:28 am by James Hamilton
Lawson v. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Department of Labor Administrative Review Board Decision Limits Sarbanes-Oxley Retaliation Protections for Foreign Whistleblowers
7 Feb 2012, 9:04 am by admin
On December 22, 2011, the Department of Labor’s Administrative Review Board (ARB) issued a 3-2 en banc decision that limits the application of the Sarbanes-Oxley Act (SOX) outside of the United States. [read post]
Whistleblower Law Blog - http://employmentlawgroupblog.com
Federal Judge Who Questioned SEC Settlement of Enforcement Action Now Indicates Approval
7 Feb 2012, 7:26 am by James Hamilton
SEC v. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Writer’s Picks: The Stolen Valor Act, Sarah Palin email hacker, and more
6 Feb 2012, 1:55 pm by Courtney Minick
United States v. [read post]
Justia Law, Technology & Legal Marketing Blog - http://onward.justia.com/
Writer’s Picks: The Stolen Valor Act, Sarah Palin email hacker, and more
6 Feb 2012, 1:55 pm by Courtney Minick
United States v. [read post]
Justia Law, Technology & Legal Marketing Blog - http://onward.justia.com/
SEC v. Koss Corporation: SEC's Explanation Regarding Settlement Language "Satisfies" Judge Randa
2 Feb 2012, 1:42 pm by William McGrath
Koss to reimburse Koss $242,419 in cash and 160,000 of options pursuant to Section 304 of the Sarbanes-Oxley Act (Mr. [read post]
Federal Securities Law Blog - http://www.fedseclaw.com/
6th Circuit affirms conviction under Sarbanes-Oxley for erasing Internet tracks
30 Jan 2012, 2:11 pm by Jeffrey Brown
In United States v. [read post]
Cybercrime Review - http://www.cybercrimereview.com/
Audit Committee Chairs of Global Companies Inform PCAOB that Mandatory Auditor Rotation Would Undermine the Committee
29 Jan 2012, 11:21 am by James Hamilton
Peter V. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
SEC v. Koss Corporation: The Commission Responds to Judge Randa's Questions Regarding the Whether the Proposed Settlement is Fair, Reasonable and Adequate
25 Jan 2012, 11:03 am by William McGrath
Koss to reimburse Koss $242,419 in cash and 160,000 of options pursuant to Section 304 of the Sarbanes-Oxley Act (Mr. [read post]
Federal Securities Law Blog - http://www.fedseclaw.com/
Top 10 2011 Developments/Headlines in Trade Secret, Computer Fraud, and Non-Compete Law
17 Jan 2012, 5:50 pm by Robert Milligan
 On the federal front, the Ninth Circuit in United States v. [read post]
Trading Secrets - http://www.tradesecretslaw.com/
Director's Compensation Project: General Mills Inc.
11 Jan 2012, 5:01 am by David Rodman
In addition to state standards and Sarbanes-Oxley (“SOX”) requirements, the major U.S. stock exchanges each have their own standards for independence. [read post]
The Race to the Bottom - http://www.theracetothebottom.org/home/
Director's Compensation Project: United Technologies Corp.
10 Jan 2012, 8:00 am by Kirstin Dvorchak
In addition to state standards and Sarbanes-Oxley (“SOX”) requirements, the major U.S. stock exchanges each have their own standards for independence. [read post]
The Race to the Bottom - http://www.theracetothebottom.org/home/
ARB limits SOX protections outside the US
7 Jan 2012, 7:48 am by Richard Renner
By a 3-2 vote on a major case, the Department of Labor's Administrative Review Board (ARB) has limited the application of the Sarbanes-Oxley Act (SOX) whistleblower protection outside the boundaries of the United States. [read post]
Whistleblower Protection Blog - http://www.whistleblowersblog.org/
Corporate Secretaries Society Concerned About DOL Interim Rules for Handling Whistleblower Retaliation Claims
5 Jan 2012, 5:15 pm by James Hamilton
In Sylvester v. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
"From Whistleblower to RICO Claimant"
5 Jan 2012, 1:53 pm by Lindsey Williams
”I quote that final line because of a December 15, 2011 Court of Appeals decision from the Seventh Circuit Court of Appeals, styled “DeGuelle v. [read post]
Whistleblower Protection Blog - http://www.whistleblowersblog.org/
NWC comments on DOL Dodd-Frank regulations
4 Jan 2012, 5:05 am by Richard Renner
See Whistleblower 14106-10W v. [read post]
Whistleblower Protection Blog - http://www.whistleblowersblog.org/