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20 May 2008, 6:00 am
Langevoort, Donald C.; The Social Construction of Sarbanes-Oxley. 105 Mich. [read post]
22 May 2012, 11:02 am
” The Ninth Circuit’s decision in Jasper is also significant because it upheld the trial court judge’s authority to order reimbursement under the Sarbanes-Oxley Act. [read post]
6 Apr 2012, 9:48 am
The complaint seeks financial penalties, officer and director bars, and permanent injunctive relief against the individuals from future violations of the federal securities laws. [read post]
20 Nov 2009, 1:11 pm
" The article credits the Shareholder Bill of Rights as mandating "the most significant changes to corporate governance requirements . . . since the enactment of the Sarbanes-Oxley Act of 2002. [read post]
28 Jun 2010, 9:22 am
But the Court also ruled that the Board’s unconstitutional tenure provisions are severable from the remainder of the Sarbanes-Oxley Act. [read post]
3 Sep 2008, 2:51 am
Since the Sarbanes-Oxley Act, the statute of limitations on securities claims against a director or officer has been extended from three years to five years following the alleged wrongdoing. [read post]
7 Aug 2012, 10:42 am
Worker Says He Caught Morgan Stanley in the Act, Courthouse News Service, August 3, 2012 Ex-Morgan Stanley Risk Officer Sues Bank Over Firing, Bloomberg, August 1, 2012 More Blog Posts: Dodd-Frank Whistleblower Protection Amendment Must Be Applied Retroactively, Said District Court, Stockbroker Fraud Blog, July 21, 2012 SEC’s Office of the Whistleblower In Early Phase of Evaluating Reward Claims, Institutional Investor Securities Blog, March 23, 2012 District Court… [read post]
15 May 2008, 10:20 pm
In that case, a police officer was convicted of making a false false entry into a police incident report with the intent to impede, obstruct, or influence an FBI investigation. [read post]
5 Apr 2012, 9:16 am
Jenkins, the former chief executive officer of CSK Auto Corporation received, as discussed here. [read post]
23 Apr 2010, 3:16 pm
SEC Office of Economic Analysis, Study of the Sarbanes-Oxley Act of 2002 Section 404 Internal Control Over Financial Reporting Requirements (September 2009).The SEC’s study also determined that investors and other financial statement users regard internal controls disclosures to be beneficial and indicated that both 404(a) and 404(b) compliance has had a positive impact on their confidence in the companies’ financial reports. [read post]
6 Feb 2012, 8:52 am
The Sarbanes-Oxley act provides legal protection for corporate whistleblowers. [read post]
11 Jan 2023, 9:05 pm
The role of the audit committee in a company’s board of directors has changed significantly since the passage of the Sarbanes-Oxley Act of 2002 (SOX). [read post]
15 Oct 2014, 9:30 pm
Until 2009, the agency maintained that mortgage loan officers were not among those protected. [read post]
15 Oct 2014, 9:30 pm
Until 2009, the agency maintained that mortgage loan officers were not among those protected. [read post]
19 Apr 2016, 7:58 am
Seidel, and former chief accounting officer Robert R. [read post]
30 Aug 2007, 11:32 pm
Or the compliance officer told you the company needed an archiving system to protect itself. [read post]
18 Apr 2019, 5:00 am
” If law-firm ownership rules are altered in this way, the Big Four accounting firms could open law offices in the affected states or take other steps that would allow them to expand their services into the legal arena while continuing to conform to the Sarbanes-Oxley Act. [read post]
14 Mar 2022, 2:20 pm
“appealed the order to the department’s Office of Administrative Law Judges. [read post]
9 Aug 2012, 1:53 pm
A 2011 report and recommendation from the Government Accountability Office found widespread support for anti-retaliatory protection in criminal antitrust cases, according to the bill's sponsors. [read post]
6 Jul 2022, 6:21 am
Sarbanes-Oxley After major financial scandals, including the fall of Enron in 2001, Tyco International, and WorldCom, Congress passed the Sarbanes-Oxley Act of 2002 (SOX). [read post]
