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CFTC and SEC May Need to Work Out Key Differences Related to Over-the-Counter Derivatives Rulemaking
31 Jan 2012, 5:48 pm
In their efforts to move forward with rulemaking for over-the-counter derivatives, some are saying that the Commodities Futures Trading Commission and the Securities and Exchange Commission may find themselves grappling with differences that could pose a challenge for industry participants. [read post]
25 Jan 2018, 12:44 pm
To be sure, even railroad tracks that are no longer used pose a potential threat to motorcyclists, who can lose traction and skid out over the smooth surface of the tracks unless they are crossed in a perpendicular direction. [read post]
1 Jun 2015, 9:25 am
There is no obligation whatsoever for you to answer any question posed by a police officer. [read post]
30 Nov 2011, 10:34 am
An article by Elizabeth Weise for USA Today posed the question, “Who should pay to make ground beef safe from E. coli? [read post]
28 Sep 2018, 10:00 am
” The reader who posed this scenario is not alone in facing siblings who live far away but feel like they are not being included in their parent’s plans. [read post]
6 Dec 2022, 9:01 pm
On Monday, the Supreme Court heard oral argument in 303 Creative LLC v. [read post]
6 Jun 2010, 2:33 pm
By Eric Goldman 123 Lock and Key LLC v. [read post]
13 Jan 2016, 4:05 pm
Hiring a consultant and a securities lawyer is the first step for those who don’t like surprises.The attorneys of Eccleston Law LLC represent investors and advisers nationwide in securities and employment matters. [read post]
22 Apr 2010, 10:07 am
Here is a question I posed to some colleagues recently regarding the low-profit limited liability company (L3C) and charitable trust laws:Is it clear whether or not an L3C that receives a PRI is holding property for charitable purposes subject to charitable trust restrictions and Attorney General jurisdiction? [read post]
14 Sep 2009, 6:39 am
Boyd Page, senior partner of Page Perry, LLC, heard the news he declared, "What a novel idea - the SEC teaching its employees about fraud. [read post]
17 Jun 2022, 6:00 am
If UBS’ registered representatives did not understand the risks the YES strategy posed, then how could investors possibly make an informed decision? [read post]
9 Jul 2018, 11:21 am
The court’s position on information provided to third parties needed to change in light of today’s technology and the many challenges it poses to our privacy. [read post]
3 Oct 2023, 7:18 am
appeared first on Castronovo & Mckinney, LLC. [read post]
10 Jul 2015, 8:49 am
Ball and an associate, David Andrew Glynn, formed Mountain State Resales, LLC (MSR), a bogus company used to defraud timeshare owners of money. [read post]
14 Jun 2023, 11:27 am
How much of a risk does exposure to the substance in the environment pose to humans? [read post]
6 Dec 2017, 4:00 am
To receive compensation, speak with an injury advocate from Van Sant Law, LLC. [read post]
17 Dec 2018, 12:43 pm
Third-party real estate investment firm Everest REIT Investors I, LLC (“Everest”) recently launched an unsolicited tender offer to purchase up to 780,000 shares of common stock in Cole Credit Property Trust IV, Inc. [read post]
5 Dec 2022, 9:26 am
The post A friendly reminder: recording workplace conversations is still illegal appeared first on Case + Sedey, LLC. [read post]
28 Feb 2019, 8:36 am
Third-party investment firm CMG Partners LLC is reportedly offering to pay $3.21 per share of KBS Real Estate Investment Trust II (“KBS II”), a publicly registered non-traded real estate investment trust or REIT. [read post]
30 Jul 2022, 6:49 am
But their ability to pry, spy, crash, and drop things poses real risks. [read post]
