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4 Oct 2016, 7:19 am by John Jascob
Nelson, J.D.The Massachusetts Securities Division unveiled an administrative complaint against Morgan Stanley Smith Barney LLC in which regulators allege the Massachusetts-registered broker-dealer’s 2014 and 2015 “sales contests” to win clients’ securities-based lending business generated conflicts of interest, violated the firm’s internal policies against such contests, and could have hurt clients. [read post]
27 Sep 2016, 5:05 am by Taylor Daily
However, he did not specify if the small businesses specified include “passthrough” entitles such as LLCs, which has been a matter of some controversy. [read post]
5 Sep 2016, 6:30 am by Kevin LaCroix
  The elevated litigation pace in 2015 has continued into the current year. [read post]
1 Sep 2016, 4:08 am by SHG
H/T Jonathan Turley Copyright © 2007-2016 Simple Justice NY, LLC This feed is for personal, non-commercial and Newstex use only. [read post]
30 Aug 2016, 9:33 am by Venkat Balasubramani
The online contract formation cases are coming out at an accelerating pace, so we can’t keep up with them all. [read post]
2 Aug 2016, 4:31 am by SHG
The city’s criminal justice system is notorious for its tortoiselike pace, but Mr. [read post]
4 Jul 2016, 2:10 pm
  In a footnote, the court explains that the software programs are “OSIRIS, a public domain program offered by the National Center for Biotechnology Information, and GeneMarker, a program manufactured by SoftGenetics, LLC. [read post]
12 Jun 2016, 9:00 pm by Cody M. Poplin
GOOD HARBOR SECURITY RISK MANAGEMENT, LLC: Good Harbor is a boutique cyber risk consulting firm that advises CEOs, Boards, government leaders, and investment professionals on cyber security risk management. [read post]
10 Jun 2016, 5:09 am by SHG
H/T Kathy Manley Copyright © 2007-2016 Simple Justice NY, LLC This feed is for personal, non-commercial and Newstex use only. [read post]
3 Jun 2016, 8:27 am by Michael B. Stack
If you’re a claims handler or a self insured, self administered employer, trying to keep pace with those regulatory changes is a huge financial burden in order to do that. [read post]
19 May 2016, 9:23 am by Rebecca Tushnet
Turnbull DVD Copy Control Association and Advanced Access Licensing Administrator, LLC: In general, it works well. [read post]
23 Apr 2016, 3:31 am by SHG
The legal industry continues to see innovation at a pace that far outdistances anything we’ve seen before. [read post]
22 Mar 2016, 6:19 am by Adam Weinstein
Since 2006 Moore has been registered with LPL Financial LLC out of the firm’s Alexander City, Alabama office location. [read post]