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21 Dec 2021, 5:00 am by Rick St. Hilaire
Christie’s, Inc, Michael Steinhardt, and Anatolian Marble Female Idol of Kiliya Type (“Stargazer”) will not be counted among the 17 that the NY district attorney’s antiquities trafficking team already has charged over the years. [read post]
21 Dec 2021, 5:00 am by Rick St. Hilaire
Christie’s, Inc, Michael Steinhardt, and Anatolian Marble Female Idol of Kiliya Type (“Stargazer”) will not be counted among the 17 that the NY district attorney’s antiquities trafficking team already has charged over the years. [read post]
21 Dec 2021, 5:00 am by Rick St. Hilaire
Christie’s, Inc, Michael Steinhardt, and Anatolian Marble Female Idol of Kiliya Type (“Stargazer”) will not be counted among the 17 that the NY district attorney’s antiquities trafficking team already has charged over the years. [read post]
10 Dec 2021, 4:59 am
Gorton (Yale School of Management), Jillian Grennan (Duke University), and Alexander Zentefis (Yale School of Management), on Thursday, December 9, 2021 Tags: Behavioral finance, Compliance & ethics, Corporate culture, Diversity, Incentives, Management, Mergers & acquisitions, Reputation, Risk-taking, Stakeholders What 2022 Has in Store for Finance Professionals Posted by Subodh Mishra, Institutional… [read post]
8 Dec 2021, 11:27 am by CFM Admin
Note that for SEC-registered advisers to private investment vehicles, a “client” for purposes of this rule refers to the vehicle(s) managed by the adviser and not the underlying investors. [read post]
8 Dec 2021, 7:27 am by CFM Admin
Note that for SEC-registered advisers to private investment vehicles, a “client” for purposes of this rule refers to the vehicle(s) managed by the adviser and not the underlying investors. [read post]
3 Dec 2021, 6:06 am
 , on Friday, November 26, 2021 Tags: Board performance, Boards of Directors, Cybersecurity, ESG, Management, Surveys Sustainability and Investing Lessons Learned in the Pandemic Era Posted by Daniel C. [read post]
30 Nov 2021, 8:38 am by Silver Law Group
In September of 2018, a trustee liquidated the nine securities, and the funds were then in money market funds at the firm. [read post]
19 Nov 2021, 10:47 am by Kevin LaCroix
Consultancy, Inc. and is Chairman of the Turrell Fund. [read post]
19 Nov 2021, 5:57 am
Rowland, Sarah Kim, and Leon Salkin, Davis Polk & Wardwell LLP, on Monday, November 15, 2021 Tags: Asset management, Exchange-traded funds, Institutional Investors, Proxy voting, SEC, SEC rulemaking, Securities regulation, Shareholder voting Does Regulatory Cooperation Help Integrate Equity Markets? [read post]
In Chair Gensler’s remarks, he expressed concern that private fund investors may not have enough transparent, consistent information regarding private fund fees to “make informed investment decisions. [read post]
In Chair Gensler’s remarks, he expressed concern that private fund investors may not have enough transparent, consistent information regarding private fund fees to “make informed investment decisions. [read post]
12 Nov 2021, 7:57 am by Brian Liu, Raquel Leslie
This would close what FCC Commissioner Brendan Carr calls the “Huawei loophole,” which prohibits U.S. telecommunications carriers from using Chinese telecommunications equipment purchased with federal but not private funds. [read post]