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27 Feb 2017, 3:29 pm
The relief actions taken by the Prudential Regulators and ESAs are more limited in scope than those taken by the CFTC. [read post]
27 Feb 2017, 3:29 pm
The relief actions taken by the Prudential Regulators and ESAs are more limited in scope than those taken by the CFTC. [read post]
27 Feb 2017, 3:29 pm
The relief actions taken by the Prudential Regulators and ESAs are more limited in scope than those taken by the CFTC. [read post]
4 May 2023, 9:28 am
On 4 May 2023, the Bank of England (BoE) published Consultation Paper 9/23 ‘The Bank of England’s approach to enforcement: proposed changes and clarifications’ (CP9/23). [read post]
27 Jul 2016, 5:00 am
It noted that the FCA does not have prudential supervision of banks, even though it has the bulk of enforcement staff and expertise. [read post]
24 Jul 2019, 5:17 pm
The conference will focus on: – Transparency, market discipline and disclosure in prudential regulation and resolution; – Sustainable finance. [read post]
7 Feb 2012, 6:43 am
State Street Bank and Trust Company. [read post]
13 Jun 2022, 7:26 am
For the large banks (over $10 billion in assets) over which the CFPB has supervisory authority, the CFPB can share its examination reports with all of the prudential agencies, including the FDIC, that have supervisory authority over the merging banks. [read post]
21 Jun 2017, 2:10 am
On 13 June 2017, the Prudential Regulation Authority (PRA) published a consultation paper entitled Strengthening accountability in banking and insurance: optimisations to the SIMR and changes to SMR forms (CP8/17). [read post]
15 Aug 2019, 7:53 am
The ECB also expects banks to be prepared for differences in the application of the prudential provisions in the Capital Requirements Regulation and Capital Requirements Directive IV once the UK becomes a third country. [read post]
25 Aug 2008, 6:10 pm
Thus, the information requirements for conducting comprehensive macro-prudential surveillance could be daunting.The senior official also cautioned that macro-prudential regulation presents communication issues. [read post]
14 Mar 2019, 4:21 am
In recognition that crypto-assets do not reliably provide the standard functions of money and are unsafe to rely on as a medium of exchange or store of value, the Basel Committee’s statement sets out its prudential expectations related to banks’ exposures to crypto-assets and related services, for those jurisdictions that do not prohibit such exposures and services. [read post]
2 Jul 2021, 8:45 pm
For most investment firms, sufficient clarity already exists with regards to the prudential regime, which applies to them. [read post]
22 Nov 2022, 11:01 am
(With respect to deposits, the report discusses digital only or neo-banks that exist both as IDIs and non-banks that partner with IDIs).The following risks:Regulatory arbitrage;Prudential concerns arising from re-bundling of functions of banking;Mixing of commerce and banking arising from non-banks seeking bank charters;Reliability and fraud in digital financial services;Data privacy and security in connection with growing demand… [read post]
13 Oct 2017, 1:22 am
This will ensure that prudential rules are applied consistently and that both large investment firms and credit institutions are subject to the same high level standards of supervision. [read post]
10 Feb 2015, 12:04 pm
They are examined and enforced by their regular prudential regulators, unlike the big banks, so there isn’t a dedicated consumer protection agency focused on them. [read post]
27 Dec 2011, 4:31 pm
The Paoli Baffi Centre on Central Banking and Financial Regulation (Università Bocconi), the European Banking Center (Tilburg University), and the Center on Central Banks and Financial Institutions (New York University) present Finlawmetrics 2012 (7th ed.), The Taylor Rule at the Crossroads: Monetary Policy, Prudential Issues and Central Banking, June 21-22, 2012, at Bocconi University. [read post]
8 Oct 2021, 8:55 pm
For 2022, the EBA has set five vertical priorities: Monitoring and updating the prudential framework for supervision and resolution. [read post]
2 May 2023, 7:21 am
On 13 April 2023, the Prudential Regulation Authority (PRA) fined the former Chief Information Officer (CIO) of TSB Bank plc (TSB), Carlos Abarca, £81,620 for failing to take reasonable steps to ensure that TSB adequately managed and supervised appropriately its outsourcing arrangements in relation to its 2018 IT migration programme in breach of PRA Senior Manager Conduct Rule 2 (SMCR 2). [read post]
30 Oct 2008, 5:54 am
Reserve Bank of India has amended, vide a circular/notification, the Directions relating to acceptance of deposits and Prudential Norms for Non-Deposit accepting NBFCs and has enabled raising of funds through Perpetual Debt Instruments by systemically important non-deposit accepting NBFCs. [read post]
