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14 Oct 2009, 8:08 am
To accomplish this, FINRA has expanded the program to include cases against the following 14 broker-dealers (from 11 broker-dealers): Chase Investment Services (10 cases); Oppenheimer & Co. (15 cases); Raymond James Financial Services/Raymond James & Associates (10 cases); Citigroup Global Markets (60 cases); Merrill Lynch (60 cases); Morgan Stanley Smith Barney (60 cases); UBS Financial Services (60 cases); Wells Fargo Advisors (60 cases); Ameriprise Financial… [read post]
5 Oct 2009, 5:04 pm
The brokerage firms who have agreed to participate in the pilot program are: Ameriprise Financial Services Charles Schwab Chase Investment Services Citigroup Global Markets Edward Jones Fidelity Brokerage Services LPL Financial Merrill Lynch Morgan Stanley Smith Barney Oppenheimer Raymond James TD Ameritrade UBS Financial Services Wells Fargo Advisors / Wachovia Securities Each of the above firms has committed to participate in a limited number of cases under the program on a… [read post]
29 Sep 2009, 8:10 am
Lawyers for that inmate, Lawrence Raymond Reynolds Jr., who is scheduled to die on Oct. 8, said training and procedures for the execution team were inadequate to prevent cruel and unusual punishment. [read post]
29 Sep 2009, 2:40 am
Smith granted the defendants’ motion to dismiss, holding under Maryland law that the plaintiff had failed to sufficiently allege demand futility. [read post]
18 Sep 2009, 8:34 am
Financial advisers at firms like LPL Linsco Private Ledger, Merrill Lynch, Citigroup Smith Barney, Raymond James, ING and Morgan Stanley might have sold these non-traded REITS to retail investors. [read post]
16 Sep 2009, 7:34 pm
Rosenbaum of Reed Smith on the firm's blog, Legal Bytes Court Orders Adverse Inference for Spoliation of Data on Handheld Devices - The blogging lawyers and attorneys at K&L Gates on their blog, Electronic Discovery Law Pennsylvania Right-To-Know Lawsuits Piling Up; Is It Time For Fee-Shifting? [read post]
16 Sep 2009, 1:47 pm
(Worcester, MA; Maria Campoverde, President) Aai Communications Ltd (Fall River, MA; Raymond Reynolds, President) Abc Pizza, Inc. [read post]
3 Sep 2009, 2:57 am
In addition, Judge Smith held that the complaint did not adequately plead scienter. [read post]
3 Sep 2009, 2:27 am
In addition, Judge Smith held that the complaint did not adequately plead scienter. [read post]
17 Aug 2009, 10:44 am
(Lynn, MA; Peter Smith, President) Bain Cor, Inc. [read post]
31 Jul 2009, 3:49 pm
Another AmLaw 200 firm, Reed Smith pushes its blog total into double figures with their Lending Law Report. [read post]
17 Jul 2009, 2:29 pm
(Amesbury, MA; Raymond Shockey, President) Amigopod Inc. [read post]
22 Jun 2009, 12:24 pm
Raymond L. [read post]
7 Jun 2009, 9:00 pm
Smith is an Army JAG Reservist! [read post]
17 May 2009, 10:23 am
Take a look at NJBIZ.com's Breaking up is hard to do â€â [read post]
13 May 2009, 9:45 am
In Raymond Edwards II vs. [read post]
13 Apr 2009, 9:59 am
"As early as 2001, [William] Freund had exhibited violent tendencies toward his parents," Justice Raymond Ikola wrote. [read post]
17 Mar 2009, 3:00 pm
Smith New York State Senate Majority Leader CUP Proudly Honors Raymond J. [read post]
13 Feb 2009, 11:00 am
Heras Development Lior Politi Brokerage - Residential Gina Taylor Brokerage - Residential jon varnedoe Brokerage - Residential M Guttman Emily Stein Brokerage - Residential david frankel Student / Professor RONALD SMITH Lending - Residential SYLVIA BANKS Investor / Owner Milton Elbogen Brokerage - Residential Sean Cohane Brokerage - Commercial / Investment Sales Josh Cohane Development Alwari Architects Architecture Terrence Harding, VP … [read post]
13 Jan 2009, 4:39 pm
John Atkins, 21, of Barstow and his cousins - 18-year-old Raymond Little Jr. of Duarte and Gary Smith, 20, of Hacienda Heights - were arrested after they reportedly followed a Hollywood man home from the Commerce Casino. [read post]
