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28 Jun 2022, 7:04 am
Finally, Form ADV-NR will be required to be filed electronically through the through the Investment Adviser Registration Depository system. [read post]
27 Jun 2022, 3:51 am
The latest issue of the „Praxis des Internationalen Privat- und Verfahrensrechts (IPRax)“ features the following articles: (These abstracts can also be found at the IPRax-website under the following link: https://www.iprax.de/en/contents/) R. [read post]
26 Jun 2022, 9:00 pm
Sex Offender Registration In Michigan Every state has its own set of policies regarding sex offender registration. [read post]
26 Jun 2022, 6:26 am
Each proposal was approved by the SEC in a 3-1 vote along party lines, with Commissioner Peirce dissenting. [read post]
26 Jun 2022, 6:26 am
Each proposal was approved by the SEC in a 3-1 vote along party lines, with Commissioner Peirce dissenting. [read post]
25 Jun 2022, 12:37 pm
(b) A person commits an offense if the person: (1) knowingly finances the commission of an offense under Subsection (a); (2) invests funds the person knows or believes are intended to further the commission of an offense under Subsection (a); or (3) is a professional who knowingly accepts employment within the scope of the person’s license, registration, or certification that results from the solicitation of employment in violation of Subsection (a). [read post]
25 Jun 2022, 4:02 am
Private equity firms buy businesses b/c of the brand, sack the workforce, find cheaper ways of making thing [read post]
24 Jun 2022, 1:39 am
Registration 9.00 a.m. [read post]
23 Jun 2022, 9:01 pm
[3] See, e.g., Agenda, supra note 1, stating that: “The Division is considering recommending that the Commission propose rule amendments to enhance registrant disclosures about the diversity of board members and nominees”; “The Division is considering recommending that the Commission adopt rule amendments to enhance registrant disclosures regarding issuers’ climate-related risks and opportunities. [read post]
22 Jun 2022, 3:30 am
Opponents of the SEC’s proposals have highlighted the potential impact of the Scope 3 emissions disclosure requirement on private companies. [read post]
19 Jun 2022, 1:20 am
Davis was a detrimental blow to private protection for more mobile devices. [read post]
16 Jun 2022, 9:05 pm
’”[3] The Commission’s broad authority to regulate the proxy voting process, found in Section 14(a) of the Exchange Act, outlaws proxy solicitations in contravention of such “regulations as the Commission may prescribe as necessary or appropriate in the public interest and for the protection of investors. [read post]
16 Jun 2022, 6:58 am
Each registrant’s disclosure must be tailored to its unique business, workforce, and facts and circumstances. [read post]
16 Jun 2022, 6:46 am
On June 3, 2022, House Energy and Commerce Chair Rep. [read post]
15 Jun 2022, 5:24 pm
Finally, while the bill would, for the most part, be enforced through the DLSE, ominously, it would afford franchisee employees a private right of action for retaliation against franchisors. [read post]
14 Jun 2022, 9:01 pm
Currently, in reliance on Staff Guidance,[3] many registrants post an electronic version of their “glossy” annual report to security holders to their corporate website for one year in lieu of mailing paper copies or submitting it on EDGAR. [read post]
10 Jun 2022, 4:00 am
There is no list for tracking which staffers also work on political campaigns, which are generally funded by private donors and special-interest groups and prioritize winning over other considerations, such as serving constituents. [read post]
8 Jun 2022, 9:01 pm
3. [read post]
8 Jun 2022, 5:18 pm
Further information can be found here. 3 APRA releases quarterly and annual statistics APRA released its March 2022 Quarterly General Insurance Performance Statistics, Quarterly General Insurance Institution-level Statistics, Quarterly Life Insurance Performance Statistics, and its Quarterly Private Health Insurance (PHI) publications. [read post]
7 Jun 2022, 8:12 am
Have any suggestions for the 3 Count? [read post]
