Search for: "Registration Private (4)"
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13 Apr 2012, 3:35 pm
The JOBS Act also includes provisions that require the Securities and Exchange Commission (the “SEC”) to undertake various initiatives, including rulemaking and studies touching on capital formation, disclosure and registration requirements. [read post]
1 Jun 2016, 1:08 pm
Another proposal that has raised the eyebrows of registered offenders, House Bill 444, sought to add “private residences used as home schools” to the existing list of places where a registrant may not be closer than 1,000 feet. [read post]
1 Jun 2016, 1:08 pm
Another proposal that has raised the eyebrows of registered offenders, House Bill 444, sought to add “private residences used as home schools” to the existing list of places where a registrant may not be closer than 1,000 feet. [read post]
1 Jun 2016, 1:08 pm
Another proposal that has raised the eyebrows of registered offenders, House Bill 444, sought to add “private residences used as home schools” to the existing list of places where a registrant may not be closer than 1,000 feet. [read post]
8 Jan 2016, 1:45 pm
Jan. 2016:Meeting: Understanding and Tackling the Migration Challenge: The Role of Research, Brussels, 4-5 February 2016 [info]- Registration is ongoing.Webinar: Scaling Up Resettlement: The Role of Private Sponsorship Programmes in Addressing the Refugee Crisis, 14 January 2016 [info]CFP: Frontiers and Borders of Superdiversity: Theory, Method and Practice, Birmingham, UK, 23-24 June 2016 [info]- Submission deadline paper and panel proposals is 15 January 2016.Seminar:… [read post]
20 Sep 2014, 10:33 pm
The Jobs for America Act, H.R. 4, contains two bills that have received broad bi-partisan support in the House Financial Services Committee.The first is the Business Capital Access and Job Preservation Act, Division II, Title I of H.R. 4, which would exempt advisers to certain private equity funds from the new SEC registration requirements imposed by Title IV of the Dodd-Frank Act. [read post]
22 Nov 2010, 5:00 am
SEC Release IA-3111 Exemptions for Advisers to Venture Capital Funds, Private Fund Advisers With Less Than $150 Million in Assets Under Management, and Foreign Private Advisers [read post]
19 Dec 2017, 8:21 pm
A private billboard is clearly private expression, and the Lincoln Memorial is paradigmatic government speech, but what about a temporary privately donated exhibit in a state capitol? [read post]
19 Dec 2017, 8:21 pm
A private billboard is clearly private expression, and the Lincoln Memorial is paradigmatic government speech, but what about a temporary privately donated exhibit in a state capitol? [read post]
29 May 2013, 10:42 pm
Registration Registration Fee is $95.00 per person Registration required for each virtual participant. [read post]
2 Mar 2021, 6:36 am
Investment advisers should understand how the private funds they manage are exempt from registration as investment companies, the Alert states.Broker-dealers. [read post]
29 Oct 2014, 10:11 am
As investment adviser registrants are painfully aware, chief compliance officers have personal liability for compliance failures under Advisers Act rule 206(4)-7. [read post]
2 Nov 2020, 1:07 am
The latest issue of the „Praxis des Internationalen Privat- und Verfahrensrechts (IPRax)“ features the following articles: C. [read post]
30 Oct 2019, 9:53 am
This is due to the “super” conflict rules of Art. 4(1) subs. 2, Art. 4(4) of the Proposal and the lack of (explicit) rules concerning chains of assignments. [read post]
28 Apr 2020, 1:08 am
The latest issue of the „Praxis des Internationalen Privat- und Verfahrensrechts (IPRax)“ features the following articles: A. [read post]
24 Sep 2015, 5:59 am
Under Rule 203(l)-1(c)(4), a “qualifying portfolio company” is defined as any company that at the time of any investment by the private fund is not “reporting” or “foreign traded” and does not control, is not controlled by, or under common control with another company, that is reporting or foreign traded.Willkie’s first example. [read post]
21 Jun 2010, 2:12 am
Private Registrations Aktien Gesellschaft, FA1005001324718 (Nat. [read post]
1 Nov 2010, 8:00 am
Private Placement: Hedge funds raising capital in the U.S. typically do so pursuant to a procate placement exemption from registration under Section 4(2) of the Securities Act and Rule 506 of Regulation D. [read post]
12 Dec 2021, 1:09 pm
Nor does the PTO inquire into whether the famous person also sells the goods or services in question, as it does with private individuals under Section 1052(c). [read post]
24 Jan 2020, 5:31 pm
Aside from prison and monetary fines, some sex charges come with a mandatory registration on the sex offender list. [read post]