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16 Sep 2011, 9:31 pm
The Entrepreneur Access to Capital Act, H.R. 2930, exempts crowdfunding from the 1933 Securities Act‘s registration requirements for business individuals who invest under $10,0000 or under 10% of their annual income and companies that raise under $5 million. [read post]
21 Apr 2021, 4:52 am
On 20 April 2021, the Financial Action Task Force (FATF) hosted a meeting of its private consultative forum to discuss its ongoing work streams concerning virtual assets. [read post]
10 Mar 2017, 7:35 am
Smith, Harvard Law School: Why private law/IP? [read post]
16 Sep 2010, 6:06 pm
Id. at **5. [read post]
22 Jun 2017, 4:16 am
Aren’t parties free to draw private boundaries to avoid bilateral conflict? [read post]
31 Dec 2017, 6:21 pm
Aren’t parties free to draw private boundaries to avoid bilateral conflict? [read post]
22 Feb 2013, 5:00 am
The exam will not want to see more profitable trades being allocated to the accounts that pay the most in fees. 5. [read post]
22 Feb 2013, 5:00 am
The exam will not want to see more profitable trades being allocated to the accounts that pay the most in fees. 5. [read post]
22 Feb 2016, 8:23 am
The Vermont Department of Financial Regulation has proposed a comprehensive set of securities rules broken out into eight chapters as follows:Chapter 1—Authority and definitions;Chapter 2—Statutes, regulations and forms incorporated by reference;Chapter 3—Registration of broker-dealers and agents;Chapter 4—Registration of securities;Chapter 5—Exemptions from securities registration;Chapter 6—Advertising, Internet and other types… [read post]
4 May 2016, 8:34 pm
Favorable PoliciesChapter 5. [read post]
23 May 2012, 11:00 am
On April 5, U.S. [read post]
13 Apr 2012, 3:35 pm
Gould and Peter Chess On April 5, 2012, the Jumpstart Our Business Startups Act (the “JOBS Act” or the “Act”) was signed into law, creating a new regulatory on-ramp for emerging growth companies going public. [read post]
20 Jan 2016, 11:17 am
Private Actions. [read post]
1 Apr 2020, 3:03 am
Here they are: Question 135.12 Question: A registrant expects that due to COVID-19 it will be unable to file a report of the type covered by Rule 12b-5 on timely basis without incurring an unreasonable effort or expense. [read post]
18 Feb 2021, 12:37 pm
If private originality suggests granting protection but public knowledge doesn’t, which should prevail? [read post]
27 Sep 2012, 3:33 pm
Particularly, the exemption only allows for $5 million to be raised in any 12-month period. [read post]
22 May 2017, 3:01 am
Registration closes on 6 July 2017 and can be done hereand here(members). [read post]
19 Dec 2017, 8:21 pm
A private billboard is clearly private expression, and the Lincoln Memorial is paradigmatic government speech, but what about a temporary privately donated exhibit in a state capitol? [read post]
19 Dec 2017, 8:21 pm
A private billboard is clearly private expression, and the Lincoln Memorial is paradigmatic government speech, but what about a temporary privately donated exhibit in a state capitol? [read post]
22 Nov 2010, 5:00 am
SEC Release IA-3111 Exemptions for Advisers to Venture Capital Funds, Private Fund Advisers With Less Than $150 Million in Assets Under Management, and Foreign Private Advisers [read post]
