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Compliance Bricks and Mortar for May 31
31 May 2013, 7:57 am by Doug Cornelius
SEC v. [read post]
Compliance Building - http://www.compliancebuilding.com
SEC Commissioner Dissents from New Rule on Private Fund Data Collection
3 May 2023, 9:03 pm by renholding
”[v]The release does not explain what such a response would entail, which is not surprising given that the SEC is neither equipped nor authorized to tell private funds how to manage their risks, let alone to rescue private funds in times of stress. [read post]
The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/
Circuit lays down the rules on sexual harassment claims under Section 1983
21 Oct 2014, 6:47 am by Second Circuit Civil Rights Blog
This case highlights the pitfalls.The case is Raspardo v. [read post]
Wait A Second! - http://secondcircuitcivilrights.blogspot.com/
Tuesday round-up
23 Jun 2020, 3:56 am by Edith Roberts
Yesterday the court issued one decision, in Liu v. [read post]
SCOTUSblog - http://www.scotusblog.com/
Study: Mutual Funds Voting Less Frequently With Management
23 May 2014, 4:57 am by Broc Romanek
That case, captioned United States v. [read post]
TheCorporateCounsel.net Blog - http://www.thecorporatecounsel.net/Blog/
The Reg S-K Reboot Begins!!!
14 Apr 2016, 3:05 am by Broc Romanek
I don’t want the SEC to modernize Regulation S-K! [read post]
TheCorporateCounsel.net Blog - http://www.thecorporatecounsel.net/Blog/
The Reg S-K Reboot Begins!!!
14 Apr 2016, 3:05 am by Broc Romanek
I don’t want the SEC to modernize Regulation S-K! [read post]
TheCorporateCounsel.net Blog - http://www.thecorporatecounsel.net/Blog/
As Predicted: The SEC and the Further Denial of Shareholder Access (Oral Argument and the Payment of Money) (Part 12)
14 Jul 2008, 5:00 pm
We listened to the oral argument in CA v. [read post]
The Race to the Bottom - http://www.theracetothebottom.org/home/
What were they thinking? Apple v. Samsung: Adverse Inference Redux for Samsung’s E-Mail Practices
10 Aug 2012, 2:05 pm by d4admin
In Mosaid v. [read post]
eDiscovery Service Blog - http://www.d4discovery.com/e-discoveryserviceblog/
The Accredited Investor Exemption Must Go
1 Mar 2021, 9:06 pm by Lucas Siegmund
Supreme Court interpreted this statute in SEC v. [read post]
RegBlog - http://www.regblog.org/
Commentary: On Reconsideration: What’s Up With State v. Aalim?
4 Apr 2017, 8:29 am by MBettman
” Hold on a sec. [read post]
Legally Speaking Ohio - http://www.legallyspeakingohio.com
NY Jewish Group Can Proceed With Challenge To Validity of Mortgage Because Court Approval Was Required
2 Apr 2014, 4:05 am by Howard Friedman
Mosdos Chofetz Chaim, Inc. v. [read post]
Religion Clause - http://religionclause.blogspot.com/
Coffee and Compliance
28 Oct 2010, 5:00 am by Doug Cornelius
I just sat down with a fresh cup of coffee from Green Mountain Coffee Keurig brewer. [read post]
Compliance Building - http://www.compliancebuilding.com
Inauguration Day: Is Edgar Open?
20 Jan 2017, 3:00 am by John Jenkins
The first, Wilmington Savings v. [read post]
TheCorporateCounsel.net Blog - http://www.thecorporatecounsel.net/Blog/
The SEC, Corporate Governance and Dow Jones
8 May 2007, 5:15 am
  The rule was ultimately struck down by the DC Circuit in Business Roundtable v. [read post]
The Race to the Bottom - http://www.theracetothebottom.org/home/
Whistleblowers: “I’m From the Gov’t & I’m Here to Blow the Whistle”
22 Aug 2017, 3:00 am by John Jenkins
SRO Rulemaking: DC Circuit Decision May Slow SEC Action on Rule Proposals A recent ruling from the DC Circuit may slow down the SRO rulemaking process by effectively raising the standard for SEC review of new rules. [read post]
TheCorporateCounsel.net Blog - http://www.thecorporatecounsel.net/Blog/
Layup or Airball? Court Holds NBA Top Shot NFTs May Be a Security in Friel v. Dapper Labs
27 Feb 2023, 7:13 am by Melissa Landau Steinman, Ellen T. Berge, Xochitl Strohbehn and Daniel Kaltman
Last week, in Friel v. [read post]
All About Advertising Law - http://www.allaboutadvertisinglaw.com
Weekly Roundup: August 26-September 1, 2022
2 Sep 2022, 6:30 am
Farkas, Sidley Austin LLP, on Thursday, September 1, 2022 Tags: Broker-dealers, Compliance & ethics, Conflicts of interest, Investment advisers, Regulation BI, SEC, Securities enforcement, Securities regulation Universal Proxy Rules: Roadmap for Annual Meetings Posted by Andrew Freedman, Kenneth Mantel, and Ian Engoron, Olshan Frome Wolosky LLP, on Thursday, September 1, 2022 Tags: Institutional Investors, Proxy… [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu
High Court drops Morrison question, but the issue will be back next term
25 Jun 2019, 8:46 am by John Jascob
SEC, June 21, 2019). [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
As Predicted: The SEC and the Further Denial of Shareholder Access (The Myth of Amendments to the Certificate of Incorporation) (Part 13) (UNPUBLISHED)
15 Jul 2008, 12:15 pm
We have been listening to the oral argument in CA v. [read post]
The Race to the Bottom - http://www.theracetothebottom.org/home/