Search for: "Securities Investor Protection Corporation"
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22 Apr 2023, 7:16 pm
The board shall not make an investment decision with the primary purpose of influencing any social or environmental policy or attempting to influence the governance of any corporation. [read post]
21 Apr 2023, 11:38 am
The comment continues: “In the context of protecting investors from frauds related to inaccurate climate related disclosures the SEC should send a powerful message to the regulated community and potential whistleblowers that the Commission will act on climate-related whistleblower tips. [read post]
21 Apr 2023, 4:00 am
DeSantis Group Plans Field Program, Showing the Expanding Role of Super PACs MSN – Michael Scherer, Isaac Stanley-Becker, and Ashley Parker (Washington Post) | Published: 4/19/2023 Never Back Down, a technically independent super PAC that unlike federal candidates can accept donations of any value from wealthy individuals and corporations, is organizing and funding efforts to assist Florida Gov. [read post]
20 Apr 2023, 8:08 am
Founded by serial entrepreneur and investor Wayne Chang, Patented.ai and LLM Shield significantly reduce the associated risks of commercial use of these cutting-edge technologies. [read post]
19 Apr 2023, 12:10 pm
Over time the ever-increasing number and severity of natural climate related disasters experienced by much of the population of the United States and other countries have resulted in increased public and investor belief in the serious risks associated with climate change to mankind and its entities like corporations. [read post]
19 Apr 2023, 6:34 am
This “will give state securities regulators visibility into shareholder proposals that pose potential investor protection risks,” said Bill Beatty, Chair of NASAA’s Corporation Finance Section.Model rule. [read post]
17 Apr 2023, 11:42 am
These two directors ultimately sidelined the director appointed by the investor and secured shareholder approval to remove him from the board. [read post]
17 Apr 2023, 9:52 am
Free Consultation with a Securities Fraud Attorney The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
17 Apr 2023, 5:16 am
Broad protections for whistleblowers under the nation’s securities laws make them a particularly appealing and powerful source of protection for workers. [read post]
16 Apr 2023, 9:01 pm
Investors in the crypto markets must receive the same time-tested protections that the securities laws provide in all other markets. [read post]
13 Apr 2023, 10:51 pm
ASIC’s proposal is to modify provisions of the Corporations Act 2001 (Cth) to provide responsible entities relief from some of the managed investment scheme, fundraising, financial product disclosure and other investor rights provisions. [read post]
13 Apr 2023, 9:05 pm
Banks fail for a variety of reasons, including weak regulation, economic instability, poor corporate governance, and inadequate risk management. [read post]
13 Apr 2023, 6:53 am
We need a robust and reliable IP ecosystem that cultivates an innovation mindset and catalyzes inclusive innovation and entrepreneurialism—one that drives economic prosperity, U.S. competitiveness, supply chain resiliency, national security, and creative world problem-solving. [read post]
13 Apr 2023, 3:15 am
Other Disclosure Obligations for China-based Issuers In July 2021, Chair Gensler issued a Statement on Investor Protection Related to Recent Developments in China. [read post]
11 Apr 2023, 11:53 am
Securities FINRA takes regulatory actions to ensure that member firms and individuals adhere to ethical and legal standards in the securities industry, and to protect investors from fraud and other misconduct. [read post]
10 Apr 2023, 3:01 pm
The investors would thus be denied California’s unwaivable protections against fraud and deception in securities matters. [read post]
10 Apr 2023, 12:54 pm
There are, of course, usually two sides to every story, and in a April 5, 2023 Law360 article entitled “Why Event-Driven Securities Class Actions Often Succeed” (here, subscription required), David Barenbaum and Michael Dark of the Berman Tobacco firm provide a plaintiffs’ side view of event-driven securities litigation, and make out their case that these cases are not only not frivolous but provide securities investors important remedies and… [read post]
6 Apr 2023, 6:37 am
Businesses should review their website disclosures to ensure they are not describing privacy and security protections that are not actually in place. [read post]
5 Apr 2023, 9:01 pm
It protects investors and reduces the cost of capital. [read post]
5 Apr 2023, 5:24 pm
The judge wrote, in part:Although, as [the IRS] argues, the chances of a successful lawsuit against Conway Twitty by any of the investors or the Securities and Exchange Commission was remote we agree with [Twitty] that the possibility of extensive adverse publicity concerning [his] involvement with the defunct corporation and the consequent loss of the investors' funds was very real. [read post]
