Search for: "Security Services v. Equity Management"
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23 Sep 2013, 2:47 am
Title V of the JOBS Act raised the limit on the number of shareholders a company may have before it triggers public reporting requirements from 500 to 2,000 accredited investors. [read post]
12 Sep 2013, 1:49 pm
Written by: Kimberly V. [read post]
10 Sep 2013, 8:58 pm
The first half of 2013 was surfeit with reports of debt and equity transactions of all sizes within the medical device space, a few of which are detailed below: · Valeritas — the maker of the V-Go insulin delivery device — secured debt financing from Capital Royalty LP in the amount of $100 million to fund commercialization of the V-Go. [read post]
16 Aug 2013, 10:36 am
You have to name a bank “Security First Trust and Federal Reserve” because nobody’s gonna put their money in “Fred’s Bank. [read post]
15 Aug 2013, 8:10 am
Property is quite useful for developing an understanding of the structures for managing the power to control and exploit things, principally real estate in the first year. [read post]
6 Aug 2013, 10:26 am
In Sun Capital Partners III, L.P. et al. v. [read post]
6 Aug 2013, 9:26 am
In Sun Capital Partners III, L.P. et al. v. [read post]
12 Jul 2013, 12:12 pm
Postal Service false representation orders. [read post]
3 Jul 2013, 2:55 pm
As of June 30, 2013 equity total return swaps on foreign securities became designated as “mixed swaps” subject to both SEC and CFTC jurisdiction. [read post]
12 Jun 2013, 5:20 am
” Cobb v. [read post]
17 Apr 2013, 2:21 pm
, Michael Sipos and Gary Smith v. [read post]
3 Apr 2013, 12:47 pm
Barbato, Securities Exchange Act Release No. 41034), Craighead v. [read post]
1 Apr 2013, 12:51 am
In an October 2012 speech, Managing Director of the Conduct Business Unit of the FSA (soon to be FCA) Martin Wheatley noted, “Good wholesale conduct relies on effective policing of market abuse. [read post]
18 Mar 2013, 5:00 am
Titles V and VI make it easier for companies to remain private (i.e., avoid having to become a public reporting company). [read post]
5 Mar 2013, 1:51 pm
Since the Supreme Court’s June 28, 2012 National Federation of Independent Business v. [read post]
10 Feb 2013, 9:27 pm
TweetOver the next week or so I’ll hopefully be catching up on a few things that I haven’t been able to get to from the last several weeks, the first being the new Nasdaq and NYSE compensation committee listing standards: By way of background, Section 952 of the Dodd-Frank Wall Street Reform and Consumer Protection Act amended the Securities Exchange Act of 1934 by adding new Section 10C which requires that the Securities and Exchange Commission adopt rules directing… [read post]
1 Dec 2012, 5:19 pm
Heritage Capital Advisory Services, Ltd. [read post]
1 Dec 2012, 5:19 pm
Heritage Capital Advisory Services, Ltd. [read post]
13 Nov 2012, 11:54 am
McWood, 280 F.3d 1078 (6th Cir.andnbsp; 2002); UBS Financial Services Inc. v. [read post]
21 Oct 2012, 10:33 am
The registration statement must disclose (i) the terms of the offering including number of shares and price, (ii) the intended use of the proceeds, (iii) investment objectives and strategies, (iv) risks associated with the investment, and (v) a description of the BDC’s management. **** Cole-Frieman & Mallon LLP, an investment management law firm which provides legal services to the hedge fund industry. [read post]
