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31 Jul 2011, 7:48 pm
In fact, the FFIEC is giving banks until the end of 2011 to start complying with the new guidance, which tells you clearly that the "experts" on online banking authentication and security think it is "reasonable" that banks be given some lead time (albeit not much) to get up to speed. [read post]
10 Jan 2024, 3:40 pm
In response to the complaint, I4PC Executive Director Matt Price stated: Securities regulators in Canada have expressed a general concern with greenwashing, and now investors need them to follow through with specific action to protect bank securities holders. [read post]
10 Oct 2008, 12:56 pm
Bank of America reached the settlement with the SEC, the New York attorney general's office and a coalition of state regulators. [read post]
31 Oct 2011, 11:06 pm
The US Justice Department and the New York attorney general have filed separate securities lawsuits seeking more than $2 billion from Bank of New York Mellon Corp. [read post]
16 Sep 2008, 9:03 pm
A settlement, in principle, has been reached between a state auction-rate securities task force and Credit Suisse which would require the investment bank to buy back approximately $550 million in auction-rate securities. [read post]
11 Feb 2012, 6:55 am
The article suggests securitization fraud will continue to spread, even after a major settlement between banks and states goes through. [read post]
16 Sep 2019, 10:16 am
Medical marijuana is currently legal in 33 states and 11 states allow recreational marijuana sales and possession. [read post]
31 Oct 2019, 2:51 am
” To comply with FATCA, foreign banks have to ask all American citizens (including anyone with the right to American citizenship) to provide their US social security number or ITIN (Individual Taxpayer Identification Number). [read post]
18 Jan 2023, 12:56 pm
An EIN number works like a social security number for a business entity and allows LLCs to pay federal taxes, do payroll and open bank accounts. [read post]
24 Jan 2017, 8:49 am
The state now has one year to work out some kind of banking services model that is going to be workable in the legal framework. [read post]
15 May 2011, 7:25 pm
The estimates are based on analysts at Nomura Securities International Inc. [read post]
19 Mar 2009, 6:16 am
"Will budget deficits tempt states to dip into their client security funds? [read post]
5 Nov 2013, 7:22 am
The corporate security officer who came to investigate, Elaine Scorza, accused Davis, as did assistant manager Shahidah Harley. [read post]
14 Jun 2011, 6:57 pm
Separately, the attorneys general of New York and Delaware are investigating whether Wall Street banks properly documented mortgage loans that were bundled into securities, the New York Times reports, noting that the states have sought information from Bank of New York Mellon and Deutsche Bank. [read post]
6 May 2014, 10:09 am
The Second Circuit as a matter of first impression, considered whether the bar on extraterritorial application of the United States securities laws, as set forth in Morrison v. [read post]
13 Sep 2008, 12:15 pm
As we have said on this Blog multiple times (and written since the 1990s, see The "Great Fall": The Consequences of Repealing the Glass-Steagall Act), the elimination of Glass Steagall and the wall that separated commercial from investment banking had all but spelled the elimination of independent investment banks in the United States. [read post]
8 Jun 2012, 1:30 pm
In re Application of The Bank of New York Mellon, No. 651786/11, slip op. [read post]
19 May 2010, 12:29 pm
The investment bank says that Bear Stearns is also under investigation for possible securities and antirust violations involving the sale or bidding of GICs and derivatives. [read post]
23 Feb 2011, 9:30 am
Thus, in any final rule, the Commission should state clearly that neither Section 975 nor its implementing regulations reach traditional bank products and services, including but not limited to those defined in Section 3(a)(4)(B)(i)–(x) of the Exchange Act.. [read post]
13 May 2013, 12:18 pm
Under the terms of the settlement, Bank of America will make a $1.6 billion cash payment, will transfer back $134 million of MBIA’s securities, and will extend MBIA a $500 million credit line. [read post]
